- Tiffany & Co. (Pelham, NY)
- …+ Ensure department guidelines/resources are accurately updated and distributed to reflect internal and external business changes Reporting & Compliance + Run ... department in dealing with other groups both within the company, and externally ( Internal Audit, PWC, Finance, etc.) + Ensure compliance for Sarbanes-Oxley… more
- WSP USA (New York, NY)
- …and meet good engineering practice with excellent constructability. + Review of internal and external designs for code compliance , good design practice ... equipment purchase and installation. + Delivery of accurate and thorough substations and control houses designs that will meet industry standards and specifications,… more
- S&P Global (New York, NY)
- …risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to regulators. ... internal use):** 12 **The Team** The In-Business Controls team within the Ratings division is dedicated to...+ Oversee the Affiliate Risk Assessment, including the Vendor Compliance Controls Assessment and implement solutions to… more
- TD Bank (New York, NY)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... to assigned portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated risks.… more
- Travelers Insurance Company (Melville, NY)
- …investigation, evaluation, reserving, negotiation and resolution) including maintaining full compliance with internal and external quality standards and ... specific activities required to properly investigate claims such as Subrogation, Risk Control , nurse consultants, and fire or fraud investigators and to other… more
- Broadview FCU (Albany, NY)
- …assessment process that identifies and quantifies risks, identifies and/or establishes key internal controls to those risks, and establishes ongoing monitoring ... variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide... self-assessment (RCSA) processes to evaluate the effectiveness of internal controls . + Help ensure operational… more
- Citigroup (Getzville, NY)
- …executives CEO, COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role ... Segregation Oversight team, which is responsible for executing daily controls to mitigate the inherent risk of non- compliance...Controls team to maintain and enhance an effective internal control 's structure. + Has the ability… more
- Scotiabank (New York, NY)
- …team's business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The ... internal insights: + Bringing in feedback and insights from our internal front-end teams, middle-office, back-end teams, control functions, commercialization… more
- Scotiabank (New York, NY)
- …team's business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The ... internal insights: + Bringing in feedback and insights from our internal front-end teams, middle-office, back-end teams, control functions and our partners… more
- Arc Herkimer (Herkimer, NY)
- … internal and external audits and ensure readiness. + Monitor cash flow, internal controls , fixed assets, and compliance with nonprofit financial ... team and ensure financial practices that uphold transparency, accuracy, and compliance , while helping shape strategic decisions across the agency. Qualifications: +… more