- Scotiabank (New York, NY)
- …you will provide leadership, strategic direction, and oversight to ensure compliance with governing regulations, internal policies, and procedures, while ... sales opportunities. + Effectively communicates to an executive audience to build internal alignment and support of PSP portfolio and client objectives, including… more
- Sedgwick (Albany, NY)
- …+ Oversees internal quality review process and reports monthly. + Assures compliance with client internal controls , audit requirements and service ... **PRIMARY PURPOSE** : To oversee technical and operational functions including compliance with company standards and industry best practices; to ensure consistent… more
- Amalgamated Bank (New York, NY)
- …Chief Audit Officer (DCAO) in leading, overseeing, and strategically enhancing the internal audit function by embedding data analytics and AI into audit planning, ... with leadership and risk management skills to assess the integrity, risk, and controls around data-centric and AI-enabled systems. By joining our team, you'll be… more
- KeyBank (NY)
- …fast paced team environment - In-depth practical knowledge of internal controls , risk assessments and operational and compliance processes, and applicable ... management topics, including all activities associated with LOBs risks, controls , testing, remediation, loss analysis, key risk indicators, reporting, policy,… more
- Citigroup (New York, NY)
- …between Middle Office, Settlements, and the Business + Develop an effective control framework that fully meets Audit, Compliance and Regulatory requirements; ... the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance ,… more
- Citigroup (New York, NY)
- …with those who fail to maintain these standards. . Responsible for internal risk and control requirements, business continuity and personnel/team reporting. ... cycle. . Advanced Microsoft Office skills. **Education:** Bachelor's degree; experience in compliance , legal or other control -related function in the financial… more
- Bank of America (New York, NY)
- …report production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate ... accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including compliance with all regulatory/policy requirements and… more
- Citigroup (New York, NY)
- …Data Analysis, Data Governance, Data Lineage, Data Management, Data Quality, Internal Controls , Management Reporting, Program Management, Risk Management. ... Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance , Compensating Controls validation and remediation. + Develops… more
- Diageo (NY)
- …of the organization to drive compliant behavior and provide decision support on controls , risk and compliance matters. + In partnership with Business Integrity ... data to enable timely actions. + Facilitate market's governance ( compliance , risk, controls ), such as the tracking...systems, route to market): GCA will instruct as to controls implications and changes to the control … more
- Santander US (Melville, NY)
- …will be responsible for managing all incoming funds via wire, IPA, and internal DDA accounts, ensuring accuracy and compliance with company policies and ... for the defined lines of business, or executing related controls , utilizing the systems and processes defined by management....and supports in getting all the evidence requested for Internal and external audit ( Control , RCSA, SOX,… more