- JPMorgan Chase (New York, NY)
- …to resolve complex regulatory issues. + Identify, escalate, and respond to potential compliance risks or control gaps in fund operations. + Maintain working ... of findings. + Build and sustain strong partnerships with internal stakeholders to align compliance guidance with...compliance leadership capacity (eg, Deputy CCO, CCO, or control function lead). + Proven ability to communicate complex… more
- BMO Financial Group (New York, NY)
- …groups. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to financial processes ... opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance is implemented,… more
- S&P Global (New York, NY)
- …(SOPs) and internal controls . + Work with 2nd/3rd Line departments (eg, Compliance , Internal Control , Internal Audit, etc.) to optimize the ... and resolve moderately complex situations as they relate to internal controls and quality assurance activities. +...process different elements of risk. + Working understanding of internal control principles, including what constitutes an… more
- Robert Half (New York, NY)
- …+ Experience in assessing an ERP installation in the context of Business Controls , Security, Internal Audit, or Compliance + Deep understanding ... JOB REQUISITION SAP Controls Senior Consultant LOCATION NEW YORK CITY ADDITIONAL...Logical Access, Operations, Program Management + Experience performing SOX internal control reviews, implementation project risk assessments,… more
- PSI Services (Albany, NY)
- …business systems and processes. + Ensure alignment with client, regulatory, and internal compliance requirements. + Support the automation and continual ... DevOps practices, implementing a framework to ensure that security controls are documented for all systems as part of... compliance activities. + Support audit plans and compliance documentation for internal or external stakeholders.… more
- Coinbase (Albany, NY)
- …and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit team is responsible for ... testing efforts with external auditors to maximize efficiency and ensure alignment on control assessments and findings. * *IT Controls Oversight (ITGC & ITAC):*… more
- University of Rochester (Rochester, NY)
- …control for calibration/validation/distribution and documentation of all equipment as applicable. Internal Compliance Review ( Internal Audits): Conducts ... to the respective functional manager for responses and corrective actions. + Conduct internal compliance audits of CMSU operations, in accordance with … more
- University of Rochester (Rochester, NY)
- …activities; calibration of in-process packaging equipment and environmental monitoring equipment. Internal Compliance Review ( Internal Audits) + Conducts ... to the respective functional manager for responses and corrective actions. + Conduct internal compliance audits of CMSU operations, in accordance with … more
- Citigroup (Getzville, NY)
- …and tools. + Develop a global network of contacts within the business, Markets Controls , Operational Risk Management, Compliance , Internal Audit and other + ... Control Self-Assessment Program to identify, measure, monitor, control , and report Operational and Compliance risks....services + Experience in Risk Management / Risk and Controls , Compliance or Internal Audit.… more
- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to… more