- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... banking products and services. Additionally, a risk management / internal control mindset to apply and assess...operations to be in compliance with applicable internal and external requirements (eg financial controls ,… more
- TD Bank (New York, NY)
- …LLB and/or MBA preferred + 10 years of relevant industry and governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we are ... businesses globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain...with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk… more
- TD Bank (New York, NY)
- …+ Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory… more
- UMB Bank (Albany, NY)
- …risks and controls to facilitate the development of value-added business compliance and control improvement recommendations. + Ability to manage multiple ... This Senior Process & Control Administrator role is an experienced leadership role...from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments.… more
- Diageo (NY)
- …in risk and control frameworks, financial policies and procedures, process and internal controls leading practices and best in class compliance ... we value each and every one's talent and personality. ** Internal Controls :** + Partner with financial and...Partner with financial and operational management to optimize the internal control environment and risk mitigation activities.… more
- TD Bank (New York, NY)
- …+ Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with control functions within the organization +… more
- TD Bank (New York, NY)
- …followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... creativity, and a passion for making work fun again.** Internal knowledge is a plus, but external candidates with...compliance across the supported functions, while ensuring key controls and processes are effectively managed + Oversees or… more
- UMB Bank (Albany, NY)
- …to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + Evaluate ... still providing exceptional customer service to our clients. The **Branch Quality Control Analyst** is responsible for performing independent, quality control … more
- Citigroup (Queens, NY)
- …and Governance Committee presentations. + Foster effective partnerships with internal Control Functions and external constituencies, including regulators, ... investment and insurance processes around client suitability, transaction related controls and compliance with policies and applicable...robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and… more
- Datavant (Albany, NY)
- …the Governance, Risk, and Compliance (GRC) team, directly influencing Datavant's internal control environment and leading high-impact audit and compliance ... cross-functionally with security, engineering, operations, and product teams to embed controls , streamline audits, and continuously mature our compliance … more