- CIBC (TX)
- …to highly complex initiatives, to identify risk and control issues. Lead all Internal Audits, Compliance Exams, AML/ CEEP, and GORM Reviews for the LOB ... sets out the objectives for the design of the internal control environment aligned to the Risk...for Operational Process Controls (OPCs), Financial Process Controls (FPCs) and Regulatory Compliance Management (RCM)… more
- Scotiabank (Dallas, TX)
- …systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls , GRM, Compliance , Audit, Operational Risk or 1A ... growth market. Acts in the line of defense as Internal Control (1B) to ensure implementation of...controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a customer… more
- TEKsystems (Irving, TX)
- …any other job-related duties as assigned by management. Skills Mortgage, Testing, compliance , risk assessment, Internal Controls , risk management, auditing, ... Banking, risk analysis, risk assessment/ compliance Top Skills Details Mortgage,Testing, compliance ,risk assessment, Internal Controls Additional Skills &… more
- MUFG (Irving, TX)
- …regulatory agency. + Experience with performing compliance testing, quality control /assurance processes or internal /external audits preferred. + Knowledge of ... Controls Assessments and provide credible challenge to ensure financial crimes compliance controls are adequately evaluated. + Play a leading role in… more
- PNC (Dallas, TX)
- …increase efficency and reduce operational risk. Supports audits, regulatory reviews and internal compliance initiatives. PNC Employees take pride in our ... debt documents to ensure that the portfolio has adequate coverage and is in compliance with internal policies and procedures. Works with general partners to… more
- Scotiabank (Dallas, TX)
- …Do** + Responsible for the development, implementation and management of a formal Internal Controls Framework and Fraud Control Repository in collaboration ... Manager, Fraud Governance and Internal Controls **Requisition ID:** 238714 **Salary...compliance with regulatory and disclosure requirements and business controls . + Supervise and review the annual control… more
- Quanta Services (Houston, TX)
- …and maintaining exceptional safety, quality, cost, schedule, sustainability and project compliance standards. Internal / External Customer Focus - Deliver ... out how our people power modern life. About this Role The Senior Project Controls Manager works directly with the Project Leadership Team in the overall control… more
- Austin Energy (Austin, TX)
- … obligations. Oversees the development, review, and approval of internal controls , written policies and procedures necessary for compliance . + Assists in ... checks, and other compliance monitoring activities. + Assists the Reliability Compliance Director in managing and leading the internal and external audit… more
- MUFG (Irving, TX)
- …firm or regulatory agency + Experience with compliance testing, quality control /assurance processes and/or internal /external audits + Minimum of 3 to 4 ... emphasis on the design adequacy and effectiveness of measures ( controls ) taken to monitor and mitigate financial crimes risk....learned from regulatory findings and internally identified issues by compliance testing and internal audit + Assist… more
- Aramco Services Company (Houston, TX)
- Posting Summary: ATA is hiring a Director of Commodity Trade Compliance to lead and strengthen controls across our energy trading and corporate activities. This ... and US corporate requirements. + Drive ethics programs, whistleblower processes, and internal investigations. + Develop and deliver compliance training across… more