- Tutor Perini (New York, NY)
- … Control Engineer** at Frontier-Kemper-Tutor Perini joint venture, reporting to the **Quality Control Manager ** , you will play a critical role in supporting ... coordination of corrective and preventive actions in collaboration with the Quality Control Manager . + Maintain accurate and organized records of inspections,… more
- UMB Bank (Albany, NY)
- … compliance risk within the retail branch. This associate works closely with the Compliance and Oversight Program Manager and reports to the Director of ... to requests from and timely resolve issues identified by regulatory bodies, internal audits or compliance engagements, or self-assessments. + Evaluate… more
- University of Rochester (Rochester, NY)
- …ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required ... to detail, ensuring accurate records are maintained. Preferred Qualifications: + Export Control : Ability to monitor and ensure compliance with US export… more
- TD Bank (New York, NY)
- …followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... and regulatory compliance across the supported functions, while ensuring key controls and processes are effectively managed + Oversees or leads the facilitation… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- TD Bank (New York, NY)
- …followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... and regulatory compliance across the supported functions, while ensuring key controls and processes are effectively managed + Oversees or leads the facilitation… more
- JPMorgan Chase (New York, NY)
- …, Product Controllers, P&A, Legal, Tax, Tech, etc. + Involve in control initiatives impacting the business, partnering alongside Compliance , Legal, and ... Your expertise will be crucial in managing business risks and controls , ensuring the seamless execution of strategic initiatives across geographical expansion,… more
- HSBC (New York, NY)
- …investors, our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in ... portfolio managers and research analysts, responsible investment experts and other internal stakeholders, and supporting the commercial success. As our Senior Equity… more
- Deloitte (New York, NY)
- …+ Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and ... Senior Manager - FSI Risk, Regulatory & Forensic Our...recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of capital and liquidity… more
- KeyBank (NY)
- …certifications in risk management and/or compliance (eg - Certified Regulatory Compliance Manager (CRCM)) + Experience with data analysis tools and ... compliance risks, developing assessments, and providing input over control effectiveness through formal reporting, as well as monitoring remediation activities.… more