- Scotiabank (New York, NY)
- …Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The Product Manager - US Business Deposit ... Product Manager - US Business Deposit Products - GTM,...insights: + Bringing in feedback and insights from our internal front-end teams, middle-office, back-end teams, control … more
- Meta (New York, NY)
- **Summary:** We are building a governance, risk, and compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure ... manage risk.Meta's Integrity GRC is the central engine driving risk management and compliance at the company, supporting Meta and the family of apps. We're seeking… more
- Amazon (New York, NY)
- …and other relevant internal teams at a global scale, this Project Manager will ensure the safety of our associates and transportation partners by delivering ... The Dangerous Goods (DG) team is looking for a motivated Project Manager with strong regulatory experience, operational knowledge, logistics experience, and a… more
- TD Bank (New York, NY)
- …appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, reporting, monitoring and/or… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify ... risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- SMBC (New York, NY)
- …(eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper standards. Ability to manage and execute ... solutions. + Forge strong partnerships with colleagues in other technology and control functions including legal, compliance , data security and risk management… more
- American Express (New York, NY)
- …management discipline, within the financial services industry / Solid understanding of internal control frameworks and regulatory expectations for conduct risk + ... Enterprise Conduct Risk Management team within Global Risk and Compliance (GRC) is responsible for identifying and managing risk...and supervisory expectations + Design and review conduct risk controls and participate in control testing to… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify ... FTEs or with fewer employees and no supervisor or manager level direct reports if covering diverse disciplines and/or...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- Navient (Albany, NY)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... compliance guidance throughout content development. + Enhance internal compliance frameworks by contributing to policies,...**About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls … more
- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to… more