- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... banking products and services. Additionally, a risk management / internal control mindset to apply and assess...operations to be in compliance with applicable internal and external requirements (eg financial controls ,… more
- TD Bank (New York, NY)
- …This includes independently assessing the adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business. The ... leadership and the Board on the state of regulatory compliance risks, controls , and outcomes.** **As part...and deliver specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the… more
- TD Bank (New York, NY)
- …+ Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- MTA (New York, NY)
- …Chief Compliance Officer and Compliance Director as part of the Internal Control Program, thereby allowing the Director to focus more on providing ... relate internal activities while collaborating with the Compliance Director and Senior Manager supporting MTA...Internal Controls and a program of Internal Control Review within the organization that… more
- MTA (Jamaica, NY)
- …Agency Chief Compliance Officer and Compliance Director as part of Internal Control Program thereby allowing the Director to focus more on providing ... relate internal activities while collaborating with the Compliance Director and Senior Manager supporting MTA...Internal Controls and a program of Internal Control Review within the organization that… more
- JPMorgan Chase (New York, NY)
- …in controls , audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business related ... the right role. You will be engaging with multiple internal and external partners to develop and execute on...on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in the regulatory… more
- TD Bank (New York, NY)
- …followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... and regulatory compliance across the supported functions, while ensuring key controls and processes are effectively managed + Oversees or leads the facilitation… more
- TD Bank (New York, NY)
- …+ Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to...matter expertise and Compliance advice to business Compliance partners + Interacts with control functions… more
- Amazon (New York, NY)
- …Account Compliance SAM Expansions team defines, builds, and continuously evaluates controls across the Compliance systems and processes. We perform risk ... new challenge in a fast-paced, innovative company? Join the compliance team supporting our rapidly growing and evolving payments...make history! We are looking for a strong Risk Manager to drive the Anti-Money Laundering (AML) Suspicious Activity… more
- Google (New York, NY)
- …+ Identify and educate control owners on governance requirements, onboard new controls onto internal systems, and collaborate with compliance product ... program or project management. + Experience with audits and controls governance. + Experience with compliance such...the street or across the globe. As a Program Manager at Google, you'll lead complex, multi-disciplinary projects from… more