- TD Bank (Charlotte, NC)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Manager - Compliance Programs Governance is responsible for leading the… more
- TD Bank (Charlotte, NC)
- …of compliance that will cascade throughout the organization. The US Compliance Senior Transformation Manager supports the overall coordination of US ... over all workstreams and responsibility for related reporting. The Manager supports the head of US Compliance ...+ Determines and decides policy and/or action based on internal and external industry developments for Compliance … more
- Coinbase (Raleigh, NC)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into...feedback on TMS and Screening processes, to improve upstream Compliance and Product controls . * Lead the… more
- Bank of America (Charlotte, NC)
- …is responsible for leading a function dedicated to designing a strategy to drive internal control discipline and operational excellence within a Line of Business ... gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk...divisional leads within GT and Line of Business, and control partners (ie GIS, Technology Compliance &… more
- TD Bank (Charlotte, NC)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... as appropriate. **Job Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy & Operations and… more
- American Express (Charlotte, NC)
- …in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control frameworks. + Highly organized ... ensures American Express is adhering to laws, regulations, and internal policies while fostering a culture of integrity and...a culture of integrity and effective second line independent Compliance oversight.** The Manager , Compliance … more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio ... or functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead on key control … more
- Grant Thornton (Charlotte, NC)
- …(SOX) and other compliance requirements, and helping clients design and implement internal controls + Support engagement Manager and/or Senior Manager ... operational risk management programs, and/or entity-level and business process controls for Internal Audit, SOX compliance... controls for Internal Audit, SOX compliance , System & Organization Control (SOC) reporting,… more
- American Express (Whitsett, NC)
- …for non- compliance . + Supports the identification and evaluation of controls and adherence to controls , providing preliminary analysis and recommendations ... providing clear and accurate records of risk assessments, mitigation actions and compliance status for internal stakeholders. + Assesses potential impact of… more
- Xylem (Charlotte, NC)
- …audit readiness, documentation, and internal assessments related to sanctions, export control , and customs compliance . + Identify gaps and assist in the ... expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a...systems and modules (eg, SAP GTS Preference, SPL, Legal Control ). + Monitor and ensure the effective rollout of… more