- Grant Thornton (Charlotte, NC)
- …and operating high performing internal audit functions, internal controls programs, and Sarbanes-Oxley (SOX) compliance programs + Work closely with ... Audit functions + Experience assessing and designing internal controls that address strategic, operational, reporting, and compliance risks across… more
- Regions Bank (Charlotte, NC)
- …system + Enters final decision along with supporting information into the Quality Control System communicating results to internal business groups for feedback + ... + High School Diploma or GED + Five (5) years of quality control , quality assurance, compliance , audit, banking, underwriting or related experience… more
- City National Bank (Raleigh, NC)
- …effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and ... *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts… more
- Ralliant (Elizabethtown, NC)
- …check first piece, first article, in-process, and final products to ensure compliance with specifications. + Report internal conformance and nonconformance, ... **Job Title: Quality Control Technician/Inspector** **Job Description:** + Assist all assigned...quality engineer informed of all problems and the production manager when product stoppage may be involved. + Maintain… more
- US Bank (Charlotte, NC)
- …external stakeholders that include but are not limited to: senior management; internal control partners; regulatory agencies; external auditors; external subject ... Institute of Internal Auditors (IIA) Standards and the common definition of internal controls . + CIA, CPA, CRC, or other relevant professional designation or… more
- Elevance Health (Winston Salem, NC)
- …** Internal Auditor, Senior** is responsible for conducting financial/operationalaudits, internal control assessments, strategy reviews, special projects, and ... the business to improve the effectiveness of risk management, control and governance processes. **How You Will Make an...to new or less experienced auditors. + May support internal and external audit/ compliance groups with various… more
- Equitable (Charlotte, NC)
- …our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the maintenance and control design strategy of the Sanctions, ... FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED...Execute AML and Sanctions annual risk assessment program, including control inventory and risk typology mapping. Coordinate as needed… more
- TD Bank (Charlotte, NC)
- …necessary + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... of Business:** Finance **Job Description:** The Recovery and Resolution Planning Manager leads work streams within the Recovery and Resolution Planning function,… more
- TD Bank (Charlotte, NC)
- …followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... and regulatory compliance across the supported functions, while ensuring key controls and processes are effectively managed + Oversees or leads the facilitation… more
- Comerica (Charlotte, NC)
- Job Description Sr Manager Enterprise Change and Program Management Office (ECPMO) Operating Model The Sr Manager Enterprise Change and Program Management Office ... the Enterprise Change and Project Management (ECPMO) Operating Model. The Sr. Manager is responsible for maintaining and optimizing the end-to-end suite of… more