- Citigroup (New York, NY)
- … policies, and local country compliance (including KYC). Focus on high quality internal controls . Supports Wealth businesses for Audit and Regulatory inquiries ... and product businesses, budget and expense management, Risk & Controls for Wealth, Transformation activities, and Regulatory remediation. In...+ Works closely with the Head of Wealth and senior leadership team to execute our Wealth strategy. +… more
- Raymond James Financial, Inc. (New York, NY)
- …alternatives, and advisory platforms **Skill in:** . Risk operations, work processes, internal controls and banking regulations . Excellent communication skills ... to include defining the business appetite for risk taking and establish appropriate controls . . Conducts and presents regular risk reviews in order to provide an… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Chief Information Security Officer to be r esponsible for designing and implementing the Bank's Information Security program while ... a critical response process for Cyber Security incidents + Identify, report and control Cyber Security incidents + Manage and train Information Security staff and… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance… more
- SMBC (New York, NY)
- …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... other communications. + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation and implementation… more
- Citizens (New York, NY)
- …Futures Trading Commission (CFTC) and National Futures Association (NFA). The Compliance Officer will work closely with senior compliance officers to monitor ... Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team....and assist in the implementation and review of compliance controls . This is a critical role for maintaining Citizens'… more
- MTA (Jamaica, NY)
- …for a system of internal controls and a program of internal control review that promotes efficiency and effectiveness, and establishes sound internal ... conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA...accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- New York Genome Center (New York, NY)
- The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is a crucial member of...the CFO is a crucial member of the Center's senior leadership team and will play a key role… more
- Heritage Financial Credit Union (Middletown, NY)
- …comprehensive enterprise risk management framework. + Oversee compliance with regulatory requirements, internal controls , and audit readiness. + Serve as the ... Chief Risk Officer - Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come join… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 14121 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... Date Posted: Dec 31, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $148,784.00 - $196,730.00...or more technical domains. This role deals with both internal and external threats to the MTA systems, which… more