- MTA (New York, NY)
- …Agency Chief Compliance Officers in their responsibilities as Agency Partners performing internal controls , ethics, and other compliance related functions. This ... + Assist in establishing and maintaining guidelines for a system of Internal Controls and that promotes effectiveness and efficiency. + Coordinate… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This ... in conflicts management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced degree or… more
- MTA (Jamaica, NY)
- …for a system of internal controls and a program of internal control review that promotes efficiency and effectiveness, and establishes sound internal ... conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA...accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role / Team** We are seeking a motivated professional to join the Ratings Compliance & Risk ... key operational initiatives across the department. You will collaborate with senior executives, subject matter experts, and cross-functional partners to deliver… more
- Scotiabank (New York, NY)
- …of systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls , GRM, Compliance, Audit, Operational Risk ... growth market. Acts in the line of defense as Internal Control (1B) to ensure implementation of...the US 1st line Technology Risk, Cyber Security and Internal Controls teams + Alongside with the… more
- University of Rochester (Rochester, NY)
- …relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by ... with the University's Office of Research and Project Administration (ORPA), Export Control Officer , Central Purchasing, Office of Counsel, and other relevant… more
- M&T Bank (Buffalo, NY)
- …risk management function including ensuring the documentation of key processes and internal controls . Ensure the complete and proper identification and ... in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and… more
- GE Vernova (New York, NY)
- …ethics and integrity culture and will work closely with commercial resources and adjacent control functions such as Finance, Legal and Internal Audit. The role ... - Financial Services ("Deputy Compliance Leader") will develop, implement and maintain controls designed to prevent, detect and respond to compliance risk connected… more
- M&T Bank (Buffalo, NY)
- …risk management function including ensuring the documentation of key processes and internal controls . Ensure the complete and proper identification and ... in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and… more
- Broadview FCU (Albany, NY)
- …assessment process that identifies and quantifies risks, identifies and/or establishes key internal controls to those risks, and establishes ongoing monitoring ... and accountability to Broadview' s Chief Risk and Security Officer . + Actively supports and promotes Broadview' s corporate... self-assessment (RCSA) processes to evaluate the effectiveness of internal controls . + Help ensure operational and… more