- NBC Universal (New York, NY)
- …of compliance -related documentation, such as procedures, training materials, and internal communications. + Monitor internal compliance communication ... during 2025. This is a Versant role. The Manager, Compliance will play a pivotal role in shaping and...stakeholders. + Support legal counsel in conducting and tracking internal investigations , audits, and remediation efforts. +… more
- Heritage Financial Credit Union (Middletown, NY)
- … training + Maintain knowledge of, and adhere to, the Credit Union's internal compliance policies and procedures + Maintain Regulatory Compliance ... on Lending Compliance . + Maintain documentation of compliance activities, such as complaints or investigation ...of compliance activities, such as complaints or investigation outcomes. + More advanced duties may include designation… more
- MTA (Jamaica, NY)
- …Knowledge/Skills/Abilities: + Significant breadth of knowledge of internal controls, compliance and integrity programs, internal investigations , and ... prevention as well as marketing, training and communication of the program to ensure compliance with the NYS Accountability, Audits and Internal Control Act as… more
- NBC Universal (New York, NY)
- …to Play, Government Contracts, or other areas. + Experience conducting internal investigations , government investigations , and/or equivalent experience ... Officer. Responsibilities: + Provide practical legal and regulatory advice to internal clients on compliance with applicable laws and company policies… more
- Scotiabank (New York, NY)
- … Department initiatives by actively participating in relevant business forums and internal meetings. + Provide compliance support for equities and fixed ... and trading businesses, and evaluate the impact of controls to address ongoing compliance . + Coordinating activities with Internal Control to reinforce the… more
- University of Rochester (Rochester, NY)
- …ethics, privacy laws, and financial aid compliance . Compliance Investigations and Reporting: + Oversee the investigation of reported compliance ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance … more
- City of New York (New York, NY)
- …related law. This role will directly oversee the Agency's internal complaint investigations and EEO related compliance , as well as its diversity, equity and ... - Provide management support and guidance. The Director of Investigations and Compliance will be responsible for...Job Tasks / Duties: - Direct and manage all internal investigations alleging discrimination, harassment, or retaliation… more
- MTA (Jamaica, NY)
- …well as conducting critical investigations and analysis and executing other Compliance relate internal activities while collaborating with the Compliance ... support Corporate Policies and procedures and projects. + Complete investigations to examine compliance related issues, including...by the Agency Chief Compliance Officer and Compliance Director as part of Internal Control… more
- University of Rochester (Rochester, NY)
- …relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by ... all compliance -related matters, ensuring timely and accurate communication. + ** Investigations & Corrective Action** : Lead investigations of suspected non-… more
- City of New York (New York, NY)
- …related law. This role will directly oversee the Agency's internal complaint investigations and EEO related compliance , as well as its diversity, equity and ... - Provide management support and guidance. The Director of Investigations and Compliance will be responsible for...Job Tasks / Duties: - Direct and manage all internal investigations alleging discrimination, harassment, or retaliation… more