- WMCHealth (Valhalla, NY)
- … Program, specifically the WMC Advanced Physician Services, by monitoring compliance with internal and external regulatory standards. Responsibilities include ... the review of medical records, HIPAA, training and education, investigations , and support on compliance issues to...in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal … more
- WMCHealth (Poughkeepsie, NY)
- …of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards for Mid Hudson and ... the review of medical records, HIPAA, training and education, investigations , and support on compliance issues to...in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal … more
- YAI (Manhattan, NY)
- …of Health (DOH)), etc. + Develops monitoring tools and checklists for use in internal audits to assess compliance with applicable regulations and identify areas ... program leadership with oversight and ongoing monitoring of operations to ensure compliance with applicable regulations through conducting internal audits and… more
- HUB International (New York, NY)
- …as the SEC Investment Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal investigations and surveillance to evaluate and test ... for compliance with applicable SEC rules, regulations, and internal policies; + Recommend workable action plans for identifying and correcting material … more
- MTA (New York, NY)
- …Senior Leadership , and Business Unit Leads with internal workplace investigations . Direct the end-to-end investigation process, ensuring adherence to MTA ... Director Internal Investigations - Operations Job ID:...Workplace Conflict, Fraud, Theft, Workplace Violence, Computer Misuse, and non- compliance with the Respectful Workplace Policy. In this role,… more
- Raymond James Financial, Inc. (New York, NY)
- …business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue resolution. + Effective communication, both ... strategies accordingly. + Collaborate effectively with leadership, regulators, and internal stakeholders to drive compliance excellence. **Educational/Previous… more
- University of Rochester (Rochester, NY)
- …control for calibration/validation/distribution and documentation of all equipment as applicable. Internal Compliance Review ( Internal Audits): Conducts ... to the respective functional manager for responses and corrective actions. + Conduct internal compliance audits of CMSU operations, in accordance with … more
- University of Rochester (Rochester, NY)
- …activities; calibration of in-process packaging equipment and environmental monitoring equipment. Internal Compliance Review ( Internal Audits) + Conducts ... to the respective functional manager for responses and corrective actions. + Conduct internal compliance audits of CMSU operations, in accordance with … more
- HSBC (New York, NY)
- …that all staff and activities across the global team comply with all internal global policies, compliance , and audit requirements. Continually reassess and ... **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc.,...to this position, please click the 'Apply' button.** _In compliance with applicable laws, HSBC is committed to employing… more
- MTA (New York, NY)
- …date of hire. SUMMARY : The duties of the Senior Director EO Investigations include leading internal EO investigations , preparation of investigative ... Deputy Chief Diversity and Inclusion Officer/ EO (DCDIO), the Senior Director Investigations will manage staff responsible for investigation of allegations of… more