- Bowery Residents Committee (Manhattan, NY)
- …performance management strategies. You will also be responsible for conducting internal investigations and providing guidance to management on employee-related ... to identify potential risk areas. + Prepare regular reports on grievances, investigations , and employee relations metrics. Training & Development: + Lead orientation… more
- Guardian Life (New York, NY)
- …a collaborative Team? **You will** + Conduct all aspects of complex internal and external investigations including interpreting allegations, collecting relevant ... such as private investigators, law enforcement, and forensic experts to support investigations and ensure the accuracy and credibility of evidence. + Prepare… more
- MUFG (New York, NY)
- …Compliance Training as well as ad hoc trainings. + Participating in internal investigations , assisting in responding to regulatory inquiries, and coordinating ... proposed and new rules in addition to market and internal developments and provide advice and guidance on the... internal and external audits and inspections. + Performing periodic… more
- HUB International (New York, NY)
- …Investment Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal investigations and surveillance to evaluate and test for compliance ... with applicable SEC rules, regulations, and internal policies; + Recommend workable action plans for identifying...RPW RIAs. + Assist in document collection related to internal and external examinations by auditors and regulators; +… more
- NBC Universal (New York, NY)
- …and other key stakeholders. + Support legal counsel in conducting and tracking internal investigations , audits, and remediation efforts. + Bachelor's degree or ... of compliance-related documentation, such as procedures, training materials, and internal communications. + Monitor internal compliance communication channels… more
- TD Bank (New York, NY)
- …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... senior/executive management. + Key contact for business management, regulators and external/ internal auditors, dealing with a broad range of issues including… more
- TD Bank (New York, NY)
- …policies and procedures. + Provide regulatory/compliance training. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... a functional area + Key contact for business management, regulators and external/ internal auditors, dealing with non-routine information + Focuses on short to mid-… more
- New York State Civil Service (Albany, NY)
- …activity, including litigation involving disciplinary action, improper practice claims, internal complaints, investigations or grievance determinations, and ... and implement revisions, as needed.*Prepare and conduct interrogations and investigations , and prepare memos, notices, and other communications.*Prepare witnesses… more
- Warner Bros. Discovery (New York, NY)
- …and independently, prioritizing workflow, meeting demanding deadlines, conducting/managing internal investigations , and managing multi-faceted projects in ... based on several factors, including but not limited to external market data, internal equity, location, skill set, experience, and/or performance. Base pay is just… more
- Robert Half Legal (New York, NY)
- …commercial agreements to mitigate legal risks. + Manage litigation and conduct internal investigations . + Develop and implement compliance policies aligned with ... transactions. * Strong organizational and communication skills for collaboration with internal teams and external parties. * Comprehensive knowledge of maritime… more