- TD Bank (New York, NY)
- …and procedures. + Provide regulatory/ compliance training. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... and state regulators + Assist in the performance of testing and monitoring of compliance with firm policies for covered business areas + Conduct compliance… more
- Citigroup (New York, NY)
- …Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, policies , procedures, processes, and programs to prevent ... function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures. **Responsibilities:** + Designing,… more
- TD Bank (New York, NY)
- …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... this may impact their current activities. + Draft, update, and implement relevant policies and procedure. + Provide regulatory/ compliance training. + Assist the… more
- Datavant (Albany, NY)
- …& Procedure Management:** Assist in the development, drafting, and maintenance of compliance -related policies , procedures, and internal controls to ensure ... high-risk functions, to reinforce our commitment to integrity. + ** Compliance Audits & Assessments** : Support internal ...development of compliance monitoring and auditing, and compliance investigations . + Demonstrated ability to work… more
- MTA (New York, NY)
- …reports. Engage with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. ... compliance , incident management programs, and leading environmental -related investigations . Expert knowledge of environmental regulations/standards such as RCRA,… more
- JPMorgan Chase (New York, NY)
- …within the CCOR and across the firm globally. + Draft and maintain Compliance policies , procedures and bulletins reasonably designed to support compliance ... assessments, project management and formulating consistent approaches on corporate regulatory policies . + Represent Compliance in governance forums and field… more
- Regeneron Pharmaceuticals (East Greenbush, NY)
- We are currently looking to fill a Manager Internal Fill/Finish Manufacturing (MFG) position. The Manager Internal Fill/Finish MFG manages all facets of ... Validation and Quality Assurance (tech transfer studies / tech transfer, investigations , innovative technology adoption). + Drives innovation in sterile / aseptic… more
- Vibrant Emotional Health (New York, NY)
- …related to its program operations and requirements Manage, update, and/or implement compliance policies , procedures, and work plans Craft and implement ... compliance audit tools and reports Support the compliance team with internal and external audits...of training and support for staff to meet regulatory compliance mandates Conduct investigations as assigned and… more
- MUFG (New York, NY)
- …required. In addition to the above, responsibilities include: + Drafting and updating Compliance policies and procedures. + Assist with the drafting and delivery ... Compliance Training as well as ad hoc trainings. + Participating in internal investigations , assisting in responding to regulatory inquiries, and coordinating… more
- Humana (Albany, NY)
- …the Senior Clinical Compliance Professional, you will develop and/or evaluate compliance policies and procedures. Research compliance issues and ... evaluating control design and adequacy, testing to ensure adherence with established policies and internal controls, and communicating issues and recommendations… more