- YAI (NY)
- …the implementation of recommendations generated from investigations . + Performs internal audits of agency programs to assess compliance with applicable ... and implementation of corrective action plans in response to internal audits. + Collects and/or monitors data collection for...program staff, as needed. + Performs audits to assess compliance with critical policies , procedures, and regulations… more
- University of Rochester (Rochester, NY)
- …with their approved protocols. Recommends further training or other practices to improve compliance . + Conducts investigations of reported non- compliance or ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE This position has… more
- JPMorgan Chase (New York, NY)
- …within the CCOR and across the firm globally. + Draft and maintain Compliance policies , procedures and bulletins reasonably designed to support compliance ... to support compliance with applicable regulatory obligations, the firm's compliance -related policies and procedures and industry best practices. + Assist… more
- Marex (New York, NY)
- …Marex's Code of Conduct: + To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which ... conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non- compliance risks. Compliance… more
- Stony Brook University (Stony Brook, NY)
- …handle negotiation and processing of certain research agreements. + The DCRCP conducts internal investigations of suspected privacy or research related billing ... is expected to manage and develop, as needed, research related privacy and compliance policies and procedures consistent with applicable federal and state laws.… more
- Guardian Life (New York, NY)
- …+ Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations , and implement risk mitigation strategies. ... and digital technologies, including AI, to deliver real-time insights and implement compliance programs that ensure adherence to company policies and insurance… more
- Project Renewal, Inc. (New York, NY)
- …Article 28 standards. + Policy and Procedure Development + Develop, update and enforce compliance policies and procedures that align with HIPAA, Part 2, FQHC, ... Compliance and collaborates with clinical and administrative teams to develop policies , conduct audits, and provide training on compliance matters. This… more
- L3Harris (Rochester, NY)
- …results. Essential Functions: + Responsible for the execution of divisional compliance policies (eg visitor processing, foreign travel, and restricted ... for internal stakeholders to increase the organization's awareness of Trade Compliance policies , procedures and applicable laws related to trade, exports and… more
- New York State Civil Service (Albany, NY)
- …abusive or discriminatory acts or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory ... Financial Services, Department of Title Financial Services Specialist 1 Compliance , SG-18 Occupational Category Financial, Accounting, Auditing Salary Grade 18… more
- Raymond James Financial, Inc. (New York, NY)
- …business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue resolution. + Effective communication, both ... risks across multiple asset classes. + Oversee the development and execution of compliance programs, policies , and procedures to align with evolving regulatory… more