- TD Bank (Charlotte, NC)
- …the ability to lead, train and mentor teams in conducting thorough investigations , ensuring regulatory compliance, and maintaining high standards of accuracy. ... **Job Description:** **Department Introduction:** The Group Manager, Financial Crime Risk Investigations manages/leads a team of investigators conducting end to end… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- QA Director - Site Investigations & Quality systems Department: Quality Plant Head Location: Monroe, NC START YOUR APPLICATION ... SUMMARY: This position is responsible for overall adequacy of all non-conformances investigations logged at site in respect to local and global procedures as… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** **Department Overview:** FCRM Investigations is responsible for investigations of complex anti-money ... resulting from law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Financial Crime Risk Senior Investigator conducts complex… more
- Coinbase (Raleigh, NC)
- …connection, and alignment. Attendance is expected and fully supported. Senior AML Investigations Trainer provides end to end learning services, and management for ... (ie. job duties): * You should have a strong understanding of regulatory and legal requirements related to compliance, such as: Transaction Monitoring, Sanctions,… more
- Lowe's (Mooresville, NC)
- …responsibility for monitoring changes in the business environment, legislation, and regulatory standards that may affect HR policies and procedures. This role ... conduct benchmarking studies, and evaluate current state processes/practices. The HR Regulatory Compliance Lead is responsible for making strategy and execution… more
- USAA (Charlotte, NC)
- …members with continuous monitoring activities, advisory activities, special reviews and/or investigations . + Develops internal and business leader and partner ... impactful. **The Opportunity** As a dedicated **Senior Auditor,** you will execute regulatory issue validation assignments. This role plays a key part in ensuring… more
- Kelly Services (Clayton, NC)
- …matter expert (SME) in environmental monitoring for cross-functional teams, audits, and investigations . + Support regulatory and internal inspections through ... project timelines and budgets. + Represent the department during internal and regulatory audits: + Present EM...+ Author, review, and approve department SOPs, reports, and investigations . + Lead process improvements through change control and… more
- Highmark Health (Raleigh, NC)
- …Ability to work independently and as part of a team + 2-3 years Experience with regulatory audits and investigations + 3 - 5 years in the Health Insurance ... serves as a key liaison between Claims Operations, Customer Service, Regulatory Affairs, IT, Legal and other departments, proactively identifying, assessing, and… more
- Merck (Wilson, NC)
- …the plant + plant investigations + data compilation/ support for internal /external audits and regulatory inspections + SOP development and review + ... our incredibly high standards of quality and meets all regulatory requirements. Partnering across our internal manufacturing...Serves as final reviewer and Quality approver of deviation investigations . In this capacity the Sr. Spclst ensures … more
- Coinbase (Charlotte, NC)
- …the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures to investigations * Review data from systems and ... that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Lead… more