- Equitable (Charlotte, NC)
- …continually identifies new business risks and lessons learned from applicable regulatory enforcements. + Execute AML and Sanctions annual risk assessment program, ... compliance verbiage. + Lead the maintenance of the FIU " internal " and "New Business" watch list comprised of known...unusual client/ policy activity to lead investigator. Assist AML investigations with analysis as needed. + Maintain policy of… more
- Cambrex High Point (High Point, NC)
- …► Demonstrate ability to write comprehensive reports at the conclusion of projects for internal and customer use. ► With manager input, assist in advising clients on ... key regulatory guidance. ► Work to ensure that a spirit...solve problems in the workplace and helps to lead investigations with manager support. Time Management: Good understanding of… more
- TD Bank (Charlotte, NC)
- …to internal policies, standards and procedures, methodologies, and applicable regulatory requirements to contribute to the review of internal processes ... procedures, and expectations or non-compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing methodology… more
- TD Bank (Charlotte, NC)
- …risks, and escalates non-standard, high-risk activities as necessary + Adheres to internal policies/procedures and applicable regulatory guidelines + May act as ... provide the thought leadership in KYC required control solutions which meet regulatory expectation and deliver the best-in-class customer and colleague experience. +… more
- Transylvania Vocational Services (Brevard, NC)
- …Quality Management System across all TVS manufacturing sites. This role ensures regulatory compliance, drives continuous improvement, and promotes a culture of food ... finished goods. + Lead risk assessments, deviation reviews, and food safety investigations . + Integrate current quality standards with food safety processes (eg,… more
- Fujifilm (Holly Springs, NC)
- …disciplinary and developmental conversations + Conducts effective, thorough and objective investigations that balance the employee needs and business needs while ... to day-to-day management of employees, reducing legal risks and ensuring regulatory compliance + In collaboration with Learning & Development, facilitates trainings… more
- Pfizer (Sanford, NC)
- …control document, new and existing procedures, and Quality Control deviation/ investigations . The role required to act independently supports process improvement ... unit. + May also review and approve documents such as contract investigations , Protocol investigation, and other Quality Events/Lab Events, Electronic build of QC… more
- West Pharmaceutical Services (Kinston, NC)
- …+ Troubleshoots process, leads/supports closure of area deviations and investigations and ensures implementation of appropriate CAPAs. + Actively ... when required to do so. + Participate in customer audits, customer complaint investigations , plant tours, etc. as requested or required. + Performs other duties as… more
- American Express (Apex, NC)
- …within the business, ensuring compliance with applicable laws, regulations, and internal policies. + Design and implement financial crime risk frameworks, processes, ... testing and remediation of identified gaps. + Lead business readiness for regulatory examinations, audits, and independent reviews focused on financial crimes. +… more
- Bank of America (Charlotte, NC)
- …daily activities ensuring adherence to deadlines and procedures in conjunction with regulatory requirements. + Effectively collaborate with internal teams to ... This job is responsible for conducting routine analysis, research, and investigations in diversified compliance operations aligned to the bank's Financial Crimes… more