- TD Bank (Miami, FL)
- …recommends demarketing clients, as appropriate; and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be ... higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations . Includes authority in applying reasonable… more
- Coinbase (Tallahassee, FL)
- …be doing (ie. job duties): * You should have a strong understanding of regulatory and legal requirements related to compliance , such as: Transaction Monitoring, ... documents/trackers, training calendars, etc. * You will collaborate with multiple internal teams (Workforce Management, Vendor Management, Operations, Compliance … more
- Chewy (Plantation, FL)
- …audit-ready documentation related to product testing, regulatory certifications, and compliance reviews to support internal approvals, external audits, and ... parents, while maintaining the highest standards of product safety, regulatory compliance , and customer trust. We are...and policy changes to proactively address risk and drive internal compliance updates + Help develop and… more
- Coinbase (Tallahassee, FL)
- …financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations , or regulatory matters. * Strong interpersonal, ... team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory ...the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures… more
- Citigroup (Tampa, FL)
- …team's management to determine legal solutions + Continuously stays informed of regulatory changes, new regulations, internal policy changes and developments in ... in support of initiatives + Interacts with senior leaders, internal and external peers to gather information and works...the law + Conducts independent research, investigations and analysis, applying institutional knowledge and knowledge of… more
- Highmark Health (Tallahassee, FL)
- …instances of non- compliance , including coordination and facilitation of internal investigations including the analysis of facts, recommendations for ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations , and the impacts of new and… more
- American Express (Sunrise, FL)
- …Surveillance Unit and US Investigations to ensure adherence to legal and regulatory standards as well as internal procedural requirements. **How will you ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue resolution. ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
- Crowley Maritime Corporation (Jacksonville, FL)
- … internal controls, and governance processes. *GENERAL RESPONSIBILITIES:*Ensures compliance with company policies, procedures and regulatory requirements ... of Internal Audit. These projects may involve special review, investigations , data analysis, designing processes, preparing flowcharts and or narratives to… more
- American Express (Sunrise, FL)
- …by the Financial Intelligence Unit to ensure adherence to legal and regulatory standards as well as internal procedural requirements. **Job Responsibilities:** ... Anti-Corruption processes managed by the GFCSU, which includes evaluating alert investigations against established regulatory and procedural requirements and… more