- HSBC (New York, NY)
- …to the Global Head of Investigations , overseeing and managing the Global Internal Investigations team, which deals with all investigations that involve ... countries and territories in which HSBC operates. The General Counsel, US Litigation, Regulatory Enforcement and Investigations ; and Deputy Head of Global … more
- JPMorgan Chase (New York, NY)
- … internal reviews and investigations ; Assist with internal and regulatory audits + Participate in periodic compliance training + Maintain the highest ... & Co. in connection with regulatory inquiries and government enforcement matters, internal reviews and investigations . You will spend your day learning about… more
- American Express (New York, NY)
- …diverse set of backgrounds including investigations , data analytics, technology, internal controls, compliance , operational risk and financial accounting, to ... internal team for review and investigation, as needed. One of the internal investigation teams includes the AEO Special Investigations Group (SIG). The AEO… more
- Curia (Rensselaer, NY)
- …products. The role is responsible for overseeing and providing support for GMP investigations , internal audits, and customer complaint investigations . This ... Pharmaceutical industry with demonstrated understanding of laboratory, manufacturing, packaging, regulatory , compliance , and quality assurance requirements for… more
- MTA (New York, NY)
- …date of hire. SUMMARY : The duties of the Senior Director EO Investigations include leading internal EO investigations , preparation of investigative ... Senior Director, Diversity and Equal Opportunity (DEO) Investigations Job ID: 11878 Business Unit: MTA Headquarters...training to EO Investigators and MTA staff to ensure compliance with state and federal regulatory and… more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- TD Bank (New York, NY)
- …recommends demarketing clients, as appropriate; and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be ... higher complexity and sensitivity through analysis of evidence gathered for both internal and external investigations . Includes authority in applying reasonable… more
- City of New York (New York, NY)
- …the public, and New Yorkers will have a democracy they can truly trust. The Investigations Unit works with other CFB units to ensure compliance with campaign ... finance laws and regulations and seeks a Director of Investigations to lead a team of analysts in the...of election and ethics laws and regulations. - Investigative, compliance and enforcement expertise. - Experience liaising with other… more
- Molina Healthcare (NY)
- …(PSOC) Team. Responsible for the monitoring and intelligence, incident response, and investigations programs which are in place to avoid business disruption, threats ... as possible. **Job Duties** + Responsible for operational physical security, investigations , and incident response for the enterprise to proactively monitor,… more
- Ross Stores, Inc. (New York, NY)
- …related investigations , ad hoc client inquires, and compliance / regulatory projects * Project/Process/Claims Management: Effectively and efficiently ... on a broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more