- Guardian Life (New York, NY)
- …The Assistant General Counsel will have day-to-day responsibility for managing regulatory exams, inquiries, and investigations initiated by insurance, securities ... to other areas of the Law Department, including Complaints, Litigation & Investigations , and Cybersecurity when their work presents regulatory issues that… more
- City of New York (New York, NY)
- …with all statutory, regulatory and contractual standards. The Office of Regulatory Compliance and Accountability ("ORCA") in the Office of Accountability ... (AO) is charged with working closely with internal and external partners to ensure that DHS facilities,...a Regulatory Counsel, who will: - Provide regulatory guidance to ORCA staff, including Compliance … more
- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... that skillset and branch out into the area of regulatory . We are seeking a person who is highly...and update commercial release authorizations as directed. + Support internal and external audits and compliance assessments.… more
- Access: Supports For Living (Middletown, NY)
- …and Annual Work Plan + Co-Chairs the Compliance Committee, conducting compliance investigations , publishing regulatory guidance updates, identifying ... and participate in internal and external meetings related to quality, regulatory and compliance requirements, as needed. Leadership and Management + Train,… more
- L3Harris (Rochester, NY)
- …Profile & Competencies + Relevant in-house or law enforcement experience in ethics, compliance and internal and external investigations + Ability to ... L3Harris, this role is for you. Job Responsibilities: + Internal Investigations : Conduct thorough internal ...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- University of Rochester (Rochester, NY)
- …with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory ... to ensure compliance with federal, state, and institutional guidelines. + ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition… more
- Coinbase (Albany, NY)
- …financial services, crypto, or the tech industry, with a focus on TMS/EDD compliance investigations , or regulatory matters. * Strong interpersonal, ... team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory ...the areas of KYC, BSA/AML, and OFAC, and apply regulatory requirements and internal policies and procedures… more
- University of Rochester (Rochester, NY)
- …programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance . Compliance Investigations and Reporting: + Oversee the ... but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal… more
- Highmark Health (Albany, NY)
- …instances of non- compliance , including coordination and facilitation of internal investigations including the analysis of facts, recommendations for ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations , and the impacts of new and… more
- WMCHealth (Valhalla, NY)
- …Compliance Program, specifically the WMC Advanced Physician Services, by monitoring compliance with internal and external regulatory standards. ... the review of medical records, HIPAA, training and education, investigations , and support on compliance issues to...in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal … more