• Regional Manager, Compliance - ONSITE

    WMCHealth (Poughkeepsie, NY)
    …of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards for Mid ... the review of medical records, HIPAA, training and education, investigations , and support on compliance issues to...in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal … more
    WMCHealth (06/13/25)
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  • Chief Global Compliance Officer

    NYU Rory Meyers College of Nursing (New York, NY)
    …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
    NYU Rory Meyers College of Nursing (07/16/25)
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  • Compliance Product Markets Equities…

    Citigroup (New York, NY)
    …Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + ... risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies,… more
    Citigroup (08/21/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …on implementing and documenting various supervisory/control mechanisms. + Participate in internal investigations , respond to regulatory inquiries, and ... 10+ years of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses… more
    TD Bank (08/09/25)
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  • Counsel, Compliance

    NBC Universal (New York, NY)
    …the SVP, Chief Compliance Officer. Responsibilities: + Provide practical legal and regulatory advice to internal clients on compliance with applicable ... to Play, Government Contracts, or other areas. + Experience conducting internal investigations , government investigations , and/or equivalent experience… more
    NBC Universal (08/08/25)
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  • Vice President, US Markets Equities…

    TD Bank (New York, NY)
    …and procedures. + Provide regulatory / compliance training. + Participate in internal investigations , respond to regulatory inquiries, and coordinate ... trading systems and market structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses… more
    TD Bank (08/09/25)
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  • Vice President, Environmental Compliance

    MTA (New York, NY)
    … agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor and Vendor ... (CHMM), Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state,… more
    MTA (06/18/25)
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  • SVP, Capital Markets Chief Compliance…

    Raymond James Financial, Inc. (New York, NY)
    …collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and issue resolution. ... for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions,… more
    Raymond James Financial, Inc. (09/01/25)
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  • Senior Compliance Officer - Fixed Income…

    Marex (New York, NY)
    …agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
    Marex (08/07/25)
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  • Senior Manager, Compliance

    Project Renewal, Inc. (New York, NY)
    …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior ... matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial...requirements. + Auditing & Monitoring + Conduct reviews and internal audits related to billing, patient privacy, patient data… more
    Project Renewal, Inc. (07/24/25)
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