- TD Bank (New York, NY)
- …and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements; provides prompt and ... Planning Senior Manager provides a diverse range of analytical research, strategic and/or operational support and acts as the representative of the executive on a… more
- New York State Civil Service (Albany, NY)
- …qualifying experience:* Conducting or overseeing operational audits or audits of internal controls to develop audit reports and make recommendations to ... limited to forms design and changes to forms.* Business related operational responsibilities, including serving internal and external customers, using… more
- MTA (New York, NY)
- …adjust MTA policies and procedures when necessary + Design, implement and monitor internal audit and reporting systems to measure program effectiveness and to ... and professional development opportunities and the entrance requirements. + Audit postings of the EEO policy statement to ensure compliance information is… more
- JPMorgan Chase (New York, NY)
- …stakeholders, including the Line of Business (LOB), global and regional Compliance teams, Internal Audit , Operational Risk, Control, and other functions. The ... or professional certification (CFA, CPA, etc.) highly desirable + Audit , Regulatory and/or Testing experience desired JPMorganChase, one of the oldest financial… more
- TD Bank (New York, NY)
- …procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt ... the control framework around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working… more
- M&T Bank (Buffalo, NY)
- …policies and procedures. + Build a working relationship with business unit management, Internal Audit , Corporate Operational Risk and Corporate Compliance ... the business unit's key processes in accordance with the Enterprise Risk Framework, internal guidance, and risk management professional standards. + Inform and… more
- MTA (New York, NY)
- …centralized auditing and compliance of MTA Security standards, policies, operational procedures, practices, and services. Responsible for the day-to-day management ... and objectives. Implement and execute procedures for and conducts audit , inspection, documentation, reporting, and resolution of quality assurance issues… more
- American Express (New York, NY)
- …to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related to CRA. ... business units. + Partner with Compliance Officers, Risk SMEs, Operational Risk, Audit , and other stakeholders to...+ 10 years of experience in Compliance, Risk Management, Internal Audit , or a related field within… more
- ManpowerGroup (New York, NY)
- …their team. As a Financial Auditor, you will be part of the Internal Audit Department supporting compliance, risk management, and financial integrity ... **Pay Range: Competitive** **What's the Job?** + Plan and execute financial, operational , and compliance audits across various departments and functions. + Analyze… more
- JPMorgan Chase (New York, NY)
- …best-in-class. Job Summary As the Executive Director of Compliance, Conduct and Operational Risk (CCOR) within the Firmwide Resilience & Simulations Oversight group, ... Lines of Defense. You will leverage your in-depth understanding of operational risk management and control, including business, technology, cyber, third-party, site,… more