• Compliance Business Oversight Manager (US)…

    TD Bank (New York, NY)
    …to setting new industry standards. This position is on the Program Risk Management & Reporting Team within the US Fair Banking Compliance Team. We are seeking an ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
    TD Bank (08/27/25)
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  • Compliance Officer, Regulatory Relations…

    TD Bank (New York, NY)
    …management and tracking of regulatory inquiries. + Assist with monthly and ad hoc Compliance reporting . + Support the development of US policies and procedures ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair… more
    TD Bank (08/02/25)
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  • Trade Surveillance Associate ( Compliance )

    TD Bank (New York, NY)
    …requests and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and reporting of Compliance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...and escalate non-standard, high-risk activities as necessary * Conduct reporting and / or meaningful analysis at the functional… more
    TD Bank (08/08/25)
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  • Compliance Testing Senior Manager, Swap…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our… more
    Scotiabank (06/06/25)
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  • Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …of regulatory Compliance policies and procedures + Establish governance and reporting for policy and procedure review and approval + Design and maintain policy ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
    TD Bank (08/30/25)
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  • Director, Compliance - Testing Team Lead,…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing… more
    TD Bank (08/22/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
    TD Bank (06/21/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …requests and alert escalations + Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and reporting of Compliance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...and escalate non-standard, high-risk activities as necessary + Conduct reporting and / or meaningful analysis at the functional… more
    TD Bank (07/10/25)
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  • Senior Manager, Compliance Business…

    TD Bank (New York, NY)
    …with a team of enthusiastic colleagues dedicated to setting new industry standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory ... and operate controls to mitigate LRR risk) across TD. Reporting to the Head of Compliance , Regulatory...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
    TD Bank (08/28/25)
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  • Compliance Business Oversight Manager-Fair…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking ... Compliance Business Oversight Manager provides second line oversight and...where TD operates + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers… more
    TD Bank (08/22/25)
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