- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...where TD operates + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This VP Compliance role will be a key member of the TDS US Compliance Regulatory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...OCC including Securities Act, Reg M, SPAC Rules, Trade Reporting , Etc. + Excellent oral and written communication skills.… more
- Momentive Performance Materials Inc. (Niskayuna, NY)
- Job Title: Global Standards and EHS Compliance Specialist Summary: Reporting to the Sr Manager, Global EHS & Security Systems, this role will be responsible for ... International Management Systems, Global EHS standards, and associated compliance audits. This person will act as a technical...plus paid holidays. Additional time off with years of service . + 401k savings plan with 5% employer match… more
- Applied Technical Services, Inc. (Henrietta, NY)
- …the "Company") is a leading provider of critical testing, inspection, certification, and compliance services . The Company serves clients across a diverse set of ... Customer Service Specialist Job Details Job Location CALSOURCE HENRIETTA...is to deliver assurance through precise technical and professional services . Role: CalSource, LLC, a division of Applied Technical… more
- Citigroup (New York, NY)
- …sanctions, and other financial compliance requirements pertinent to DR services . **3. Financial Accounting & Reporting ** + **Financial Statements:** Ability ... and market dynamics. + Collaborate with internal teams (operations, legal, compliance , finance, sales, marketing) to ensure seamless service delivery… more
- New York State Civil Service (Albany, NY)
- …experience must include practical and technical knowledge about State, federal and/or international financial services laws, rules and regulations. Two (2) years ... NY HELP No Agency Financial Services , Department of Title Financial Crimes Risk Manager...and best practices, relevant to transaction monitoring, suspicious activity reporting , financial crime typologies and investigative techniques required to… more
- New York State Civil Service (Albany, NY)
- …strong problem-solving skills, and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department ... NY HELP No Agency Financial Services , Department of Title Surveillance Operations Analyst (Financial Services Specialist 2 (Risk), SG-23) Occupational Category… more