• Senior Compliance Business Oversight Analyst

    TD Bank (Charlotte, NC)
    …management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management ... **Experience working in an integrated wealth business as a bank subsidiary, a focus on securities investment ...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
    TD Bank (11/26/25)
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  • Compliance & Operational Risk Manager - Americas…

    Bank of America (Charlotte, NC)
    …Operational-Risk-Manager Americas-Control-Room-Manager\_25038859-2) **Job Description:** At Bank of America, we are guided ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...between different areas within Global Banking, Global Markets & International business lines. GCR also plays a key role… more
    Bank of America (10/25/25)
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  • Director, Insurance Solutions - Asset Management

    Principal Financial Group (Charlotte, NC)
    …landscape. + Proven ability to design and implement complex, multi-asset investment solutions, spanning public and private investments. + Demonstrated ... environment. + Proficiency in tools such as Bloomberg and insurance investment analytics platforms. + Familiarity with international regulatory regimes-such… more
    Principal Financial Group (11/05/25)
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  • Director, Operational Risk Management (Funds)

    Principal Financial Group (Raleigh, NC)
    …US funds platforms-covering mutual funds, ETFs, interval funds, and collective investment trusts (CITs). This hands-on role is responsible for developing and ... and partnership. The role will also provide insight into fund operations with private asset exposure (such as real estate and alternative credit), while supporting… more
    Principal Financial Group (11/12/25)
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