- Renaissance (Buffalo, NY)
- …and sensitive information, acts with discretion and is accountable for legal and regulatory compliance. **In this role as Director Compensation & Benefits, you will ... key responsibilities:** **Compensation:** . + Establish compensation strategies for both international and US locations while ensuring that all compensation and… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... holistic Non-Financial Risk Reporting and Insights.Laws, Rules, Regulations Management / Regulatory Change Management + Experience working with LRR content vendors +… more
- TD Bank (New York, NY)
- …of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the ... Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their… more
- Scotiabank (New York, NY)
- …policies, and procedures. This individual will be responsible for compliance and regulatory matters relating to the Bank's Dodd-Frank Title VII obligations and ... coverage of the global derivatives businesses, + the implementation of derivatives regulatory change, and + the remediation of gaps, deficiencies, or required… more
- Scotiabank (New York, NY)
- …products and services, organic business growth, system changes/new implementation, regulatory requirements; + Participate in the collation of information required ... regulators and internal audit to facilitate the latter's examinations/reviews; + Review regulatory and audit findings and work with business product owners to… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage… more
- MongoDB (New York, NY)
- …Atlas and the Developer Data Platform across both commercial, US federal, and international public sector spaces. In this primarily outbound role, they will break ... organization's compliance program, ensuring alignment with industry standards and regulatory requirements + Lead compliance audits and investigations, preparing… more
- MUFG (New York, NY)
- …Oversee the implementation of Sound Practices to Operational Resilience, and ensure all regulatory requirements (eg FFIEC, OCC, FRB) are being adhered to + Manage ... internal audits and regulatory exams, regularly engage with senior leader, auditors, and...**CERTIFICATIONS** + Professional certification from the Disaster Recovery Institute International or from The Business Continuity Institute eg, Associate… more
- MUFG (New York, NY)
- …execution of day-to-day activities relating to sanctions advisory, program and regulatory change management matters across MUFG Bank globally. The GSCD Program ... is responsible for advising on regulatory /bank policy matters, driving implementation of global sanctions controls (including list management, technology, sanctions… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a… more
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