- Bank of America (New York, NY)
- …and operational risk practices consistent with applicable laws, rules, regulations, and regulatory guidance. The GFC Lead serves as a trusted advisor to the ... coverage for Global Payments Services and Global Banking FLUs - US and International + Establishing the strategic direction for monitoring and reporting on GFC, FLU… more
- Sumitomo Pharma (Albany, NY)
- …and inspection preparation as part of a cross-functional working team supporting regulatory inspections and internal audits. + Conducts routine AE case quality ... organization for audit and inspection preparedness and supports PVRM during regulatory inspections and audits. + Global safety planning and coordination member… more
- TD Bank (New York, NY)
- …businesses + Remains knowledgeable of all OCC, FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth activities and ensures proper ... FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge of… more
- SMBC (New York, NY)
- …future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements are met. Additionally, the CCO will be assigned tasks from ... adviser, ensuring activities are conducted in compliance with applicable regulatory requirements. This includes global policies, standards, processes, regulatory… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving … more
- University of Rochester (Rochester, NY)
- …culture. + Monitor compliance with program guidelines, deadlines, and regulatory requirements, ensuring accountability across the Research Base. + Work ... Base faculty and staff across multiple NCI systems, including the NCI Regulatory Support System (RSS) and NCORP-SYS, ensuring accuracy and compliance. + Oversee… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Compliance Monitoring and Testing + Assist with...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- Marriott (Brooklyn, NY)
- …and physical plant are obtained and kept current. * Helps ensure regulatory compliance to facility regulations and safety standards. * Ensures compliance with ... with or without notice, subject to applicable law. _Marriott International is an equal opportunity employer. We believe in...Hotels, you join a portfolio of brands with Marriott International . **Be** where you can do your best work,… more
- BAE Systems (Endicott, NY)
- …across a growing and diverse portfolio of customers including; commercial, military and international customers. The opportunity to be a part of the Contracts team, ... present information. + Compliance with Company policies and procedures, legal, regulatory and customer requirements. + Prepare, negotiate and manage complex… more
- Grant Thornton (Melville, NY)
- …of the professional standards established by independence standard setters and regulatory bodies, including the American Institute of Certified Public Accountants, ... Securities Exchange Commission, Public Company Accounting Oversight Board, International Ethics Board for Accountants, Government Accountability Office, and… more