- Wolters Kluwer (New York, NY)
- The VP Finance, Legal & Regulatory - ELM Solutions reports directly to the EVP Finance, Legal & Regulatory (LR) and serves as a key strategist and business ... systems, business development support, strategy support, driving compliance with regulatory requirements and WK practices & policies, and supporting strategic… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …to lead the clinical development activities in support of domestic and international clinical development initiatives. The Senior Director, GCD works in a ... to post commercialization; with emphasis on the large global clinical trials and regulatory filing activities. The Senior Director, GCD is responsible for all the… more
- Raymond James Financial, Inc. (New York, NY)
- …AML Officer, you'll be responsible for ensuring adherence to OFAC and international sanctions regulations and driving proactive risk-based initiatives to protect the ... firm from legal, regulatory , and reputational risk. This role sits at the...program reviews Knowledge: + Comprehensive understanding of US and international sanctions regulations (eg, OFAC, EU, UN, UK sanctions)… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... testing a plus. + Strong knowledge of SEC, FINRA and other relevant regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting,… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- American Express (New York, NY)
- …fraud in consumer and commercial lending products and services, including regulatory considerations, dispute handling, and fraud control and mitigation strategies. + ... Stay abreast of regulatory and legal developments in the evolving global legal...CFR and GCFO, including those intersecting with artificial intelligence, international matters, and the collections lifecycle. + Collaborate with… more
- TD Bank (New York, NY)
- …for improvement. + Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts. **Team Management** + Lead a high ... working with data analysis and visualization tools. + Knowledge of regulatory and compliance requirements in the financial industry. + Results-driven mindset… more
- TD Bank (New York, NY)
- …Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting. **Depth & Scope:** + Provides people management leadership by ... Finance Principal and Marketing Principal responsibilities for TDPCW and TDWMSI. Regulatory requirement that Principal associated directly with the BD/RIA be… more
- TD Bank (New York, NY)
- …/ books. + Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts. + Oversee research, development and ... abreast of emerging issues, industry trends, new technologies and evolving regulatory requirements to proactively assess potential impact. + Proven ability to… more
- TD Bank (New York, NY)
- …businesses + Remains knowledgeable of all OCC, FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth activities and ensures proper ... FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge of… more