- TD Bank (New York, NY)
- …corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, ... trends and evolving regulatory requirements and assesses potential impacts to the Bank...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (Hempstead, NY)
- …delivery of service/advice activities and/or solutions while maintaining compliance and regulatory guidelines. The role will lead, coach and develop colleagues ... in store cash controls and procedures as well as regulatory guidelines + Leads all activities related to the...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- HSBC (New York, NY)
- …for the bank and the client + Thorough understanding of regulatory framework and expertise in implementing multi-geography, multi-product deals + Contribute ... Maintain in-depth knowledge of global healthcare industry trends, supply chains, regulatory environments and working capital needs + Understand current economic… more
- New York State Civil Service (Albany, NY)
- …in data modeling, integration, and ensuring the quality of data in regulatory and financial environments. The role demands a collaborative mindset, strong ... all supervised entities, ensuring alignment with DFS' organizational goals and regulatory requirements.o Oversees the daily surveillance operations to track and… more
- Stony Brook University (Stony Brook, NY)
- …The Investigator Initiated Trial Specialist provides operational support and regulatory management for investigator-initiated clinical research at Stony Brook Cancer ... this role contributes to the design, training, implementation, and regulatory compliance of research projects. Key responsibilities include creating and… more
- TD Bank (New York, NY)
- …assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex matters. This ... activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- Mizuho Corporate Bank (New York, NY)
- …professional, clear, and concise presentations tailored to executive and regulatory audiences, including status reports and dashboards on various cybersecurity ... matters (BAU activity, projects, KRIs, strategy, regulatory updates etc.) for Sr. Management, Committees and Board of Directors. Summarize complex technical… more
- TD Bank (New York, NY)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel etc.) ... Basel implementation/capital analysis, change management, Privacy, AML, LCM and other regulatory issues), in addition to core functions + May be responsible… more
- Citigroup (New York, NY)
- …high-risk business remains within appropriate risk tolerances. Under the expanded regulatory leveraged lending definition, this function serves to coordinate various ... of incremental exposure requests (such as derivatives, cash management, and international lines). + Participate in discussions with senior management on strategic… more
- MUFG (New York, NY)
- …+ Perform first line validation of issues including MSIs, SLoD, TLoD, and regulatory issues + Review, challenge, and participate in issue lifecycle validation with ... identifying issues + Exposure to enforcement agencies and oversight activities ( regulatory examinations, etc.) + Knowledge of critical domestic and international… more