• Senior Financial Crime Risk Analyst - Policy…

    TD Bank (New York, NY)
    …Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups + Conducts research, assesses FCRM risks ... FCRM industry developments and maintains strong knowledge of evolving regulatory requirements and assesses potential impacts + Contributes to cross-functional… more
    TD Bank (07/30/25)
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  • Loan Review Examination Group Manager (US)

    TD Bank (New York, NY)
    …+ Serves as an expert resource relative to all Policy and Regulatory matters; knows, understands, and appropriately applies commercial Regulatory guidance ... Stays well informed on credit products and structures, industry trends and regulatory changes + Proactively escalates potential concerns and issues to Loan Review… more
    TD Bank (07/30/25)
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  • Senior Financial Crime Risk Management Analyst,…

    TD Bank (New York, NY)
    …assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex matters. This ... activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
    TD Bank (07/29/25)
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  • Senior Correspondent, BankInfoSecurity

    ISMG - Information Security Media Group (New York, NY)
    …matter experts and lead coverage on trends including cyber fraud, financial regulatory changes, digital identity, AI in banking, ransomware threats and more. This ... for a self-starter who is also comfortable working as part of an international , award-winning editorial team. Key Responsibilities + Lead the creation and curation… more
    ISMG - Information Security Media Group (07/22/25)
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  • Senior Lead Counsel 2 - Futures and Derivatives…

    Citigroup (New York, NY)
    …and risks impacting the business** **Advise** **s** **the FDC business on complex regulatory issues and novel contractual issues that arise as FDC adds customers and ... industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating where appropriate** **Collaborates across internal lines… more
    Citigroup (07/08/25)
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  • Compliance Policy Manager

    SMBC (New York, NY)
    …and initiatives. **Qualifications and Skills** + 7+ years in financial services or international law firm, with an emphasis on regulatory compliance. + ... refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from… more
    SMBC (07/01/25)
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  • Sr. Compliance Officer - Monitoring & Compliance…

    TD Bank (New York, NY)
    …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
    TD Bank (06/21/25)
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  • Trade Surveillance Associate (Compliance)

    TD Bank (New York, NY)
    …applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging issues, trends, and evolving ... regulatory requirements and assess potential impacts * Maintain a...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
    TD Bank (06/07/25)
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  • Investigator Initiated Trial Specialist - Clinical…

    Stony Brook University (Stony Brook, NY)
    …The Investigator Initiated Trial Specialist provides operational support and regulatory management for investigator-initiated clinical research at Stony Brook Cancer ... this role contributes to the design, training, implementation, and regulatory compliance of research projects. Key responsibilities include creating and… more
    Stony Brook University (05/31/25)
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  • Senior Manager, Group Risk (US) ORM Capital Lead

    TD Bank (New York, NY)
    …proactive strategies, tactics, policies and programs to effectively manage regulatory /compliance issues + Contributes to the development and implementation of ... role in managing and in responding to periodic exams/audits and various regulatory bodies + Participates in/leads enterprise-wide or Risk focused special projects +… more
    TD Bank (08/01/25)
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