- TD Bank (Ridgewood, NY)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... in all common areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the lobby and frontline… more
- TD Bank (New York, NY)
- …abreast of emerging issues, industry trends, new technologies and evolving regulatory requirements to proactively assess potential impact. + Proven ability to ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (New York, NY)
- …efficient, and comprehensive reporting and analysis, and supports Committee and/or regulatory requests. **Depth & Scope:** + Experienced working professional role ... in larger enterprise-wide undertakings + Provides and assists in regulatory and internal management reporting on a timely and...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (New York, NY)
- …timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets, ... data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team… more
- Chemung Canal Trust Company (Elmira, NY)
- Manages all operational support duties of the Wire Department while ensuring regulatory compliance and risk management policies and procedures are upheld. + Oversees ... for outgoing wire transfers are completed accurately and in compliance with regulatory guidelines and bank policy and procedures. Maintains and ensures adherence to… more
- Wabtec Corporation (New York, NY)
- …you be working with?** + Reporting to the VP of Legal, Compliance & Regulatory , the Senior Director, Privacy Counsel will oversee all aspects of privacy and ... supporting various company-wide projects and initiatives addressing privacy and regulatory compliance risks. + Successful candidates should understand privacy and… more
- Scotiabank (New York, NY)
- …advising the front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft and/or assist the ... required. + Monitor and maintain an awareness of the regulatory environment for emerging legislation and policy statements, along...downtown office). + Minimum of 3 years in large international law firm and/or equivalent in-house experience at a… more
- Deloitte (New York, NY)
- Senior Consultant, Anti-Money Laundering About Deloitte Regulatory , Risk & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform their organizations. Join our team and use… more
- Citigroup (Getzville, NY)
- …a second line perspective (eg, Transactions with Affiliates (Regulation W), International Banking + Operations (Regulation K), Insider Lending (Regulation O), Debts ... Compliance, programs, policies and practices for ICRM. + Assisting with regulatory inquiries and/or examinations. This may include coordination with pulling together… more
- HSBC (New York, NY)
- …and Lending activities across various client segments (eg, large corporate, international middle market, global network banking, etc.) -Global Payment Solutions, ... and support functions (market risk, liquidity risk , finance, operations, surveillance, regulatory compliance, etc) + Exhibit knowledge of key regulatory … more