- TD Bank (New York, NY)
- …a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support ... (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with TDS and review regulatory reports for… more
- TD Bank (New York, NY)
- …business, leading review of brand and consumer product marketing, completing regulatory research, assisting with regulatory change management, issue management, ... efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing business policies and… more
- Citigroup (New York, NY)
- … exams and relationships with examiners, auditors, etc. + Awareness of regulatory requirements including local and US laws, international and industry ... and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.… more
- Meta (New York, NY)
- …its commitment to sanctions compliance. Meta is committed to complying with international and US sanctions laws and regulations. These governing laws and regulations ... the Treasury's Office of Foreign Assets Control ("OFAC") and other international sanctions regimes and bodies. **Required Skills:** Sanctions Compliance Financial… more
- CH Robinson (New York, NY)
- …regulations. This position is critical in ensuring the organization's adherence to international trade laws and sanctions, as well as fostering a robust culture ... Foster awareness of US and global trade laws, OFAC sanctions, and regional regulatory requirements + Prepare detailed reports for senior leadership and regulatory… more
- TD Bank (New York, NY)
- …crime risk topics, including AML, sanctions, anti-bribery & corruption, fraud, and other regulatory requirements. In this role, you will ensure the team is on track ... risk topics, including AML, sanctions, anti-bribery & corruption, fraud, and other regulatory requirements. + Customize content based on audience, risk level, and … more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (New York, NY)
- …that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance ... Director of Quality Assurance with providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory … more
- Safran (NY)
- …programs and policies. The primary objective is to ensure compliance with all regulatory agencies governing the safety and welfare of all Oxygen Systems US ... as required in house, as well as by outside regulatory agencies. * Solicit quotes from outside contractors to...Systems US functions as a part of Safran, with international locations. We provide innovative oxygen solutions to the… more
- Eliassen Group (Albany, NY)
- …**Responsibilities:** + **Lead cross-functional initiatives** to ensure GxP compliance with regulatory and submission requirements in domestic and international ... respect to legacy systems that are being used for submissions to meet regulatory requirements across the globe. Regulatory requirements are constantly evolving,… more