- TD Bank (New York, NY)
- …and committees for fraud, insider and conduct risk, as well as audit and regulatory engagement across our broader team. This is an individual contributor role with ... membership and minutes, as well as leads Audit / Regulatory and Exam Management for US Fraud, Insider and...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (New York, NY)
- …We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a ... to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits,… more
- TD Bank (New York, NY)
- …certification (eg, CRCM, CAMS, PMP) preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance, and risk ... + **Experience with management reporting/reporting routines (excluding Board reporting), regulatory exams, or senior-level stakeholder management.** + **Comfortable operating… more
- Bank of America (New York, NY)
- …including management/board level committees + Monitors the external environment for regulatory change and provide updates to policies, processes, procedures, and ... and operational risk practices consistent with applicable laws, rules, regulations, and regulatory guidance. The GFC Lead serves as a trusted advisor to the… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. Ideal candidate would have previous compliance experience,...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room… more
- Citigroup (New York, NY)
- …FMI Risk Management policies and practices and ensure that these fully conform to regulatory requirements and remain current and relevant at all times + Bring a ... risks are involved, with focus on potential risks, risk mitigation, and any regulatory engagement requirements + Approve new FMI memberships and material changes in… more
- Sodexo (New York, NY)
- …leader who thrives in fast-paced, premium hospitality environments with prior international work experience or experience working with international clients. ... and ensure operational excellence **across a portfolio consisting of international clientele. The** ideal candidate **will balance** hands-on leadership in… more
- Grant Thornton (New York, NY)
- …conflicts of interest, organized crime, and other scenarios posing legal or regulatory exposure to our clients + Conducting targeted research on regulatory ... + Collaborating across Grant Thornton service lines and with international colleagues to integrate diverse expertise and deliver comprehensive, high-impact… more
- Grant Thornton (New York, NY)
- …conflicts of interest, organized crime, and other scenarios posing legal or regulatory exposure to our clients. + Conducting targeted research on regulatory ... budget. + Collaborating across Grant Thornton service lines and with international colleagues to integrate diverse expertise and deliver comprehensive, high-impact… more