- TD Bank (Asheville, NC)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... in all common areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the lobby and frontline… more
- TD Bank (Charlotte, NC)
- …efficient, and comprehensive reporting and analysis, and supports Committee and/or regulatory requests. **Depth & Scope:** + Experienced working professional role ... in larger enterprise-wide undertakings + Provides and assists in regulatory and internal management reporting on a timely and...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (Charlotte, NC)
- …relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + OCC/FINRA/SEC/CFPB/ FED/ FDIC examiners ... to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contributes to the review of internal processes and… more
- TD Bank (Charlotte, NC)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... for coordinating business continuity management (BCM) processes and supporting regulatory /compliance related initiatives impacting overall risks to the business (eg… more
- TD Bank (Charlotte, NC)
- …internal Model Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior validators ... team in staying knowledgeable on emerging issues, trends and evolving regulatory requirements and assesses potential impacts to the Bank + Assesses/identifies… more
- Lowe's (Mooresville, NC)
- …conducting effective research, managing, tracking, and reporting on various international , federal, state, local obligations, and accounting transactions to ensure ... this role supports the execution of internal controls over financial and regulatory reporting, by applying accounting judgment and knowledge of basic GAAP and… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …and cross-functional teams (eg, Global Integrated Evidence & Innovation, Clinical Development, Regulatory , Commercial) to ensure global and US alignment + Shape the ... for CNS assets, ensuring successful presentation of clinical data at major international congresses and in peer-reviewed journals + Direct agency and vendor… more
- Grifols Shared Services North America, Inc (Clayton, NC)
- Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global ... * Interacts regularly with members of management and as needed with regulatory officials. * Lead multi-disciplined project teams with highly technical objectives.… more
- Grifols Shared Services North America, Inc (Clayton, NC)
- Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global ... matters. + Provides guidance or may consult with manufacturing and internal regulatory departments on Quality matters. + Follows company and department safety… more
- TD Bank (Charlotte, NC)
- …Understands risk identification, risk analysis, and risk mitigation according to regulatory requirements and best business practices + Develops strong relationships ... to internal policies/procedures, enterprise frameworks and methodologies and applicable regulatory guidelines + Clearly and concisely documents research as required… more