- TD Bank (Charlotte, NC)
- …Proactively advises covered TD businesses of new and changed AML/ATF/Sanctions/ABAC regulatory and/or policy requirements and articulates the impact to their ... proactive strategies, tactics, policies, and programs to effectively manage regulatory /compliance issues + Provides insight, guidance, and recommendations and acts… more
- TD Bank (Charlotte, NC)
- …for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads ... years of experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong understanding of ABC regulations… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global ... the clinical monitoring process to ensure site adherence to applicable regulatory requirements, ICH/GCP Guidelines, company SOPs, and study protocols. Ensures… more
- Sumitomo Pharma (Raleigh, NC)
- …Team. + Collaborate with the process and analytical development, quality, and regulatory functions to establish a robust, compliant clinical supply chain to support ... company objectives. + Champion regulatory and technical documents for regulatory submissions...and external partners. + Available to travel domestically and international if/when needed. **Education and Experience** + PhD or… more
- TD Bank (Charlotte, NC)
- …**Job Description:** The Central Supervision Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This role assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- Biomat USA, Inc. (Research Triangle Park, NC)
- Would you like to join an international team working to improve the future of healthcare? Do you want to enhance the lives of millions of people? Grifols is a global ... Coordinates with donor centers and shared services with external inspections (eg regulatory , customer, etc.). Aids with audit planning, audit responses, and Plasma… more
- Deloitte (Charlotte, NC)
- Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory ... and sanctions violations, as well as to improve their ability to meet regulatory requirements, expectations , and guidance in support of developing and maintaining… more
- ThermoFisher Scientific (Wilmington, NC)
- …position is fully remote, benefit eligible with travel in a 10-20% range( international maybe required). Our client, a global mid-sized biotech company, focuses on ... innovative treatments for patients with autoimmune diseases. This fast-growing, international organization has a strong scientific foundation. If you're looking… more
- Wells Fargo (Charlotte, NC)
- …international business/regional reporting, Treasury support activities, SEC and regulatory reporting, and internal control frameworks for financial reporting. ... **Desired Qualifications:** + Public accounting firm experience in business process, regulatory , or compliance audits and/or business process, regulatory , or… more
- TD Bank (Charlotte, NC)
- …Risk etc.) to support creation of documentation and reports required by external regulatory bodies and TD internal groups + Conducts research, assesses FCRM risks ... FCRM industry developments and maintains strong knowledge of evolving regulatory requirements and assesses potential impacts + Contributes to cross-functional… more