- TD Bank (New York, NY)
- …Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as ... candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- …Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global Surveillance ... for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director… more
- L3Harris (Rochester, NY)
- …land, sea and cyber domains in the interest of national security. Job Title: Trade Compliance Specialist Job Code: 31230 Job Location: Rochester, NY or Melbourne, FL ... every other Friday off Job Description: L3Harris is currently seeking a Specialist, Trade Compliance for our Communication Systems (CS) Segment. This role will be… more
- Citigroup (Getzville, NY)
- …Voluntary Corporate Actions across Equity and Fixed Income products, Domestic and International , including the trade and corporate action lifecycles + ... Understanding of Stock Record; long/shorts, and various position types including stock lending positions; understanding of Swift MT564/568/566 + Advanced experience level with Excel, Outlook, and experience with web based applications required + Proven record… more
- TD Bank (White Plains, NY)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational ... configurations in the Pershing Platform to ensure accurate and compliant trade processing + Manages and oversees regulatory reporting requirements, including but… more
- TD Bank (New York, NY)
- …models to ensure precision and reliability using platforms such as Nasdaq Trade Surveillance and Trading Hub, among others. + Create and maintain input/output ... on model validation and monitoring as needed. + Develop and implement trade surveillance logic to detect market manipulation and ensure regulatory compliance. +… more
- Weeks Marine (Brooklyn, NY)
- …1556 - Dockbuilders 395 Hudson St. New York, NY 10014 ### Local 14 International Union of Operating Engineers 159-18 Northern Blvd. Queens, NY 11358 ### Local 15 ... International Union of Operating Engineers 44-40 11th St. Long...in training & apprentice programs? Each listed union provides training and apprenticeship opportunities for those new to the trade… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed ... in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (New York, NY)
- …Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- Jett Industries (Elmira, NY)
- …Application Instructions To apply, please contact one of the following unions: Laborers' International Union Of North America 622 West State Street Ithaca, NY 14850 ... Ironworkers Local 12 Union Hall 17 Hemlock St Latham, NY 12110 ### International Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths, Forgers & Helpers 75 S… more