- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- TD Bank (New York, NY)
- …many aspects of Epoch's compliance program including portfolio and personal trade compliance , marketing review, conducting regular compliance training as ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel - Never + Performing sedentary work -… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...of the regulatory framework supporting businesses such as Global Trade Finance and Payments & Corporate Cash Management\. Such… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture...and industry standards applicable to culture within a large international bank. + Proven track record of developing and… more
- TD Bank (New York, NY)
- …DDI, technology and key stakeholders (eg, Communications Global Control Room Leads, Trade Global Control Room Leads, and Chief Compliance Officers globally) ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $200,000 - $250,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong writing and editorial ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance … more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services is recruiting for a Compliance role for an International Broker Dealer firm located in midtown Manhattan, New York. ... Our client requires 4+ years of Compliance experience at a Broker Dealer or an RIA,...various audits, regulatory inquires and filings; + Performing daily trade reviews using proprietary systems and databases; + Conducting… more
- Intertek (Cortland, NY)
- …is a fantastic opportunity to grow a versatile career in facilitating international trade and regulatory product testing. Intertek's Electrical team provides ... Engineer - HVAC Safety, Regulatory Compliance , Cortland, NY Intertek, a leading provider of...design + Demonstrated experience with US, Canadian, and other international product safety standards, ie, ANSI, CSA, UL, EN,… more
- GE Vernova (Schenectady, NY)
- …Act appropriately and expeditiously in response to any perceived customs and trade compliance infractions. Demonstrate critical thinking and flexibility to ... not create a contract of employment with any individual. + Serve as Customs compliance and trade regulations technical resource for the region while supporting… more
- Bloomberg (New York, NY)
- …application of negotiation and purchasing principles + Knowledge of international trade terms + Applied knowledge of Regulatory/ Compliance contracting + SAP, ... negotiate and engage with key stakeholders to facilitate delivery and compliance with the procurement strategy + Engage stakeholders across various business… more