- Raymond James Financial, Inc. (St. Petersburg, FL)
- …outcomes. + Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance ... and implementation. **Knowledge, Skills, and Abilities** **Knowledge of** + Advanced investment concepts and securities industry procedures. + Investment Company… more
- NextEra Energy (Juno Beach, FL)
- …electric industry's transition to renewable energy. The role primarily includes investment valuation, financial due diligence, and providing expertise to support ... **Job Overview** This position performs financial due diligence and prepares investment valuations of acquisitions and greenfield projects in the energy industry… more
- Citigroup (Miami, FL)
- …to Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing best in ... class service on Banking and/or Investment inquiries, and ensuring risk is prudently managed. **Responsibilities:**...on process improvement. + React to client needs for investment products by referring such clients to licensed … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... company research by collecting, organizing, and analyzing data, writing investment -related research reports, and creating/maintaining financial models. Responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …firms. + Building platforms and technology to service independent registered investment advisors and introducing broker dealers, especially from the standpoint of ... the client experience of the technology platform used by independent registered investment advisors and introducing broker dealers. + Products, process, and business… more
- Arena Investors LP (Jacksonville, FL)
- …a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO with FINRA broker-dealer ... . Review of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); .… more
- Bank of America (Naples, FL)
- …and through Investments and Trust Market Leadership, ensuring adherence to investment policy standards and fiduciary administration policies, as well as risk ... the Sales Executive, Client Management Executive, Market Trust Executive and Market Investment Executive. In smaller markets, the Market Executive is supported by a… more
- Deloitte (Miami, FL)
- …local tax issues? Are you intrigued by the tax considerations specific to investment management, private equity, real estate and/or hedge fund clients? If you are ... tax consulting and compliance services to a diverse client base in the investment management industry. You will grow your technical knowledge by working on large,… more
- Bank of America (Winter Park, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Sands Investment Group (Fort Lauderdale, FL)
- Sands Investment Group (SIG), one of the nation's fastest growing real estate firms as named by RE Forum, is seeking highly motivated Brokers to join our dynamic and ... build a business around them to foster continued success. Investment possibilities: Most brokers get into the business to...across all levels of the business About SIG Sands Investment Group is a commercial real estate brokerage firm… more