- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations and ... firm policies governing advisory accounts. A Senior Advisor, general investment advisory is expected to conduct reviews which can...to conduct reviews which can include - fiduciary and investment advisory reviews consistent with the Investment … more
- Arena Investors LP (Jacksonville, FL)
- …. Review of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and ... . 7 - 10 years of regulatory compliance experience at a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer… more
- System One (Riverview, FL)
- …understanding of corporate finance principles including cash flow analysis, investment strategies, and currency management + Treasury Operations: Strong ... shifts during close, deployments or emergencies. + Act as a trusted solution adviser to provide positive outcome to the business partners and finance leadership. +… more
- Black & Veatch (Coral Gables, FL)
- …With a focus on developing BV's presence in the resilience market, this adviser will consult with our regional resilience planning, facility, and coastal teams. They ... risk mitigation and recovery. Over the last few years, we have made significant investment hires in the Resilience space - from disaster assessment & response and… more
- Bowman (Naples, FL)
- …insight for driving projects and executing deliverables. + Develop trusted adviser relationships with customers and vendor + Responsible for the monitoring ... effectively manage multiple time-sensitive tasks. + Focus on improving return on investment . + Basic understanding of financial reports and metrics. + Data analysis… more
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