• Sales Support Associate

    Foresters Financial Services (Westbury, NY)
    …institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser , while serving advisors and institutions in a ... wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative… more
    Foresters Financial Services (07/16/25)
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  • Director, Americas Advisory Compliance - Equity…

    BlackRock (New York, NY)
    …+ ~10 years' experience with regulatory compliance matters of a registered investment adviser (private equity strongly preferred) + Understanding of ... the continued integration of GIP, oversight of key program components (eg, investment allocation, fees and expenses, conflicts) and contributing to the enhancement… more
    BlackRock (07/08/25)
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  • Asset Management One USA Inc. - Assistant Vice…

    Mizuho Corporate Bank (New York, NY)
    Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. Through… more
    Mizuho Corporate Bank (07/23/25)
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  • Head of Consumer Lending Compliance

    City National Bank (New York, NY)
    …experience with a financial institution such as a broker/dealer and/or registered investment adviser . * For Wealth Management Compliance roles, experience ... working within a Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base salary: $141,830 - $263,408 per year. Exact compensation… more
    City National Bank (06/29/25)
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  • Investment Specialist - Private Investing…

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
    Wellington (07/12/25)
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  • Investment Analyst

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
    Wellington (06/26/25)
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  • Media Relations Manager

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
    Wellington (07/23/25)
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  • Legal Associate

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
    Wellington (07/18/25)
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  • Equity Research Analyst, Smid/Mid Opportunistic…

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
    Wellington (07/11/25)
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  • Executive Assistant

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
    Wellington (07/10/25)
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