• Regulatory Relations Analyst

    City National Bank (Los Angeles, CA)
    …a financial institution such as a broker/dealer and/or registered investment adviser . * For Wealth Management Compliance roles, experience working within a ... * Minimum 5 years of experience in banking operations, compliance and/or risk management activities *Additional Qualifications* * Strong... Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting… more
    City National Bank (08/24/25)
    - Related Jobs

  • Senior Counsel- Legal & Wealth Management

    City National Bank (Los Angeles, CA)
    …* Provide transactional and regulatory counsel to the Bank and its registered investment adviser , broker-dealer, and registered investment fund subsidiaries ... wealth management operations and subsidiaries. Substantial expertise in advising registered investment advisers and broker-dealers is essential as is the ability to… more
    City National Bank (08/07/25)
    - Related Jobs

  • Chief Financial Officer - Financial Services

    Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
    …a subsidiary of Dunham, is an independently owned, registered Broker/Dealer and Investment Adviser helping Financial Advisors and individual investors reach ... of the Company's financial management (financial control and reporting, tax compliance , budgeting, etc.) for five affiliated corporate entities. Participates as a… more
    Dunham & Associates Investment Counsel, Inc. (08/30/25)
    - Related Jobs

  • Director, Corporate Marketing

    NetApp (San Jose, CA)
    …alignment across our NetApp Global Brand Sponsorship portfolio. Act as an adviser across business strategy, global sales coordination and pipeline management across ... objectives. This includes tracking key metrics, evaluating the return on investment , and making data-driven decisions to improve future sponsorships **Team… more
    NetApp (08/21/25)
    - Related Jobs