• Head of Consumer Lending Compliance

    City National Bank (Los Angeles, CA)
    …a financial institution such as a broker/dealer and/or registered investment adviser . * For Wealth Management Compliance roles, experience working within a ... *HEAD OF CONSUMER LENDING COMPLIANCE * WHAT IS THE OPPORTUNITY? The Head of... Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting… more
    City National Bank (06/29/25)
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  • Vice President, Senior MarTech Engineer

    Aristotle Capital Management (Los Angeles, CA)
    … Investment Services, LLC, are affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act ... across all audiences. + Collaborate with sales, product, and compliance teams to build campaign frameworks that align with...level of skill or training. More information about each adviser including the investment strategies, fees and… more
    Aristotle Capital Management (06/13/25)
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  • Senior Counsel- Legal & Wealth Management

    City National Bank (Los Angeles, CA)
    …* Provide transactional and regulatory counsel to the Bank and its registered investment adviser , broker-dealer, and registered investment fund subsidiaries ... wealth management operations and subsidiaries. Substantial expertise in advising registered investment advisers and broker-dealers is essential as is the ability to… more
    City National Bank (05/10/25)
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  • Director of Investigations - Americas

    CBRE (Sacramento, CA)
    …Global Trust & Investigations and partners closely with senior stakeholders including Legal, Compliance , HR, and Global Security. In your dual role, you will lead a ... assignment, and closure processes. - Partner closely with Legal, HR, Compliance , Security, and regional business leaders to coordinate investigative efforts and… more
    CBRE (07/12/25)
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