- Wellington (Boston, MA)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- Wellington (Boston, MA)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- Wellington (Boston, MA)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk… more
- Wellington (Boston, MA)
- …teams across the firm, including private investment valuation and operations, investment product and fund services, legal & compliance , tax, and information ... as first line of defense for pre- and post-trade compliance monitoring + Review and resolve discrepancies on reconciliation...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Manulife (Boston, MA)
- …and oversees the implementation of new regulatory requirements that affect the Funds and Adviser . The role also supports the overall compliance programs for the ... The Compliance Director provides compliance support and...compliance practices + Extensive Knowledge of the US investment /securities industry, products and best practices + Successful in… more
- Wellington (Boston, MA)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...our clients. **About the Role** We are seeking a compliance professional with good foundational compliance testing… more
- Wellington (Boston, MA)
- …analyzing client's investment guidelines, and coding them into Sentinel, the investment compliance system, + Interacting real-time with investors to evaluate ... income products, and derivative securities. + Prior Guideline Monitoring, Investment Operations or Investment Compliance ...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (Boston, MA)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
- Wellington (Boston, MA)
- …( _e.g.,_ CFA) is a plus + Minimum 3-5 years of experience with compliance , operational or business controls for an investment advisor + Excellent organizational ... Ethics team, which is part of Wellington Management's Legal, Compliance , and Risk group, which is responsible to administration...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (Boston, MA)
- …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
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