• Head of Consumer Lending Compliance

    City National Bank (New York, NY)
    …a financial institution such as a broker/dealer and/or registered investment adviser . * For Wealth Management Compliance roles, experience working within a ... *HEAD OF CONSUMER LENDING COMPLIANCE * WHAT IS THE OPPORTUNITY? The Head of... Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting… more
    City National Bank (06/29/25)
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  • Director, Americas Advisory Compliance…

    BlackRock (New York, NY)
    …~10 years' experience with regulatory compliance matters of a registered investment adviser (private equity strongly preferred) + Understanding of ... will interact regularly with various BlackRock functions across the globe including investment , legal, and other compliance and business support functions, while… more
    BlackRock (07/08/25)
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  • Asset Management - Alternatives Product…

    JPMorgan Chase (New York, NY)
    …of delivering innovative alternative solutions across market cycles. Our alternative investment engines are managed by highly specialized independent teams, backed ... to individual client needs. We offer strategies across the alternative investment spectrum, including real estate, private equity and credit, infrastructure,… more
    JPMorgan Chase (06/08/25)
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  • Video Producer

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
    Wellington (07/25/25)
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  • Media Relations Manager

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
    Wellington (07/23/25)
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  • Product Marketing Manager

    Wellington (New York, NY)
    …+ Coordinate with key stakeholders globally, including marketing, distribution, investment management, product management and development, marketing compliance , ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
    Wellington (06/28/25)
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  • Marketing Strategist, Advisor Education

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
    Wellington (06/28/25)
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  • Sales Support Associate

    Foresters Financial Services (Westbury, NY)
    …institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser , while serving advisors and institutions in a ... wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative… more
    Foresters Financial Services (07/16/25)
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  • Social Media Manager, Wealth

    Wellington (New York, NY)
    …the world's largest independent investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our website to see our assets ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our … more
    Wellington (07/12/25)
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  • Asset Management One USA Inc. - Assistant Vice…

    Mizuho Corporate Bank (New York, NY)
    Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + Assist...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
    Mizuho Corporate Bank (07/23/25)
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