- JPMorgan Chase (New York, NY)
- …You will work independently and with external counsel. You will act as a trusted advisor to our compliance , controls, and business partners in connection with a ... investigations and inquiries + Work closely with line-of-business legal and compliance personnel on government investigations and regulatory matters + Draft… more
- TD Bank (New York, NY)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... + Leads Administration team for Wealth, with responsibility for Advisor compensation management and execution, Colleague onboarding and offboarding processes… more
- KeyBank (Rochester, NY)
- …Road West - Rochester, New York 14626 **Job Summary** Be a problem solver, trusted advisor , and partner to the people and businesses in our Key Bank communities. The ... their goals. The Branch Manager is accountable for branch operations and compliance by providing direction and guidance to branch team on operational/regulatory… more
- JPMorgan Chase (New York, NY)
- …Global Private Bank (sales) functions, as well as Technology, Legal, Risk, Compliance , and Marketing, to design and deliver solutions that enhance client experience ... a comprehensive understanding of mortgage products, their economics, client and advisor features, technology platforms, and the ability to reimagine processes,… more
- JPMorgan Chase (New York, NY)
- …Finance, Treasury, Sales, Service, and Digital teams, as well as Legal, Risk, and Compliance . + Represent voice of the Advisor and Client experience when ... product platform, with specific attention to the cash sweep offering, investment -aligned bank deposits, and traditional banking products to promote balance growth,… more
- US Bank (New York, NY)
- …and individuals at US Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank Law Division consistently provide ... they bring to the group. Meaningful collaboration, participation in the community, and investment in the development of the Law Division are all expected from… more
- Mastercard (Harrison, NY)
- …are in place and regularly updated with focus on standardization and compliance - Perform and document accounting research for new and non-routine transactions ... guidance on pipeline M&A transactions. - Maintain accounting for company's investment portfolio, including liaising with Strategy and Corporate Development on… more
- JPMorgan Chase (Brooklyn, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management & Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers, and communities. Our culture in Risk Management & Compliance is all about thinking outside the box, challenging...process and governance framework. + Act as a trusted advisor and partner to stakeholders across the firm, including… more
- KeyBank (Tarrytown, NY)
- …Business Partners/Bankers/and Relationship Managers. Viewed as a value-add financial advisor by the client/borrower, critical and knowledgeable contributor to the ... share trends, financial trends, and other pertinent credit issues. + Ensure compliance with all relevant regulations including Know Your Customer (KYC), running… more
- Citigroup (New York, NY)
- …products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As ... for resource management and allocation of work; acts as advisor or coach to new or lower level analysts....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
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