- Guardian Life (Bethlehem, PA)
- …Compliance Legal Team? The Compliance Analyst, Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as part of the Compliance team to ... Guardian's retail wealth management business, including its affiliated broker-dealer and investment adviser entities. + Assist with the Firm's Compliance testing… more
- Vanguard (Malvern, PA)
- …+ Ensure product accuracy and clarity: Maintain a deep understanding of investment and advisory products, validate critical information with product owners ... programs, including segmentation and measurement. + Product knowledge: Strong understanding of investment and advisory products, with the ability to translate… more
- Guardian Life (Harrisburg, PA)
- …Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory , you will conduct branch office inspections using risk-based ... (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- World Insurance Associates, LLC. (Washington, PA)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... 401(k) and retirement plans, and payroll and human resources outsourcing services. World's investment in a full suite of insurance and business solutions means you… more
- Equitable (Philadelphia, PA)
- …(NY, NY ###), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an ... SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC. Equitable Advisors is an equal opportunity employer M/F/D/V… more
- WTW (Philadelphia, PA)
- …and administration gained in a human resources consulting, benefits outsourcing, investment advisory , recordkeeper or defined contribution asset management ... company. + 401(k) plan and/or 403(b) experience, along with deep knowledge of IRC, ERISA and other relevant laws and regulations affecting employee benefit plans + Pooled Employer Plan (PEP) would be considered + Broad understanding of human capital strategy… more
- WTW (Philadelphia, PA)
- …and administration gained in a human resources consulting, benefits outsourcing, investment advisory , recordkeeper, or defined contribution asset management ... company + 401(k) and/or 403(b) plan experience, is necessary along with knowledge of IRC, ERISA and other relevant laws and regulations affecting employee benefit plans + Proven experience successfully working on multiple projects and producing quality… more
- Robert Half Finance & Accounting (Philadelphia, PA)
- …for client meetings. * Provide administrative assistance for financial planning and investment advisory services. * Coordinate with financial institutions to ... manage account setups, transfers, and maintenance. * Organize and maintain accurate client records, ensuring timely handling of sensitive documents and correspondence. * Assist advisors by preparing review materials, generating reports, and managing mail… more
- World Insurance Associates, LLC. (Washington, PA)
- …and commercial insurance, surety and fidelity bonding, employee and executive benefits, investment advisory and retirement plan services, and payroll & HR ... solutions. Insurance Sales Producer - Commercial Lines Client Advisor Position Overview World's Client Advisors bring risk management solutions to businesses and individuals. Your primary focus is identifying, prospecting, cultivating, and closing new… more
- Vanguard (Malvern, PA)
- …include those in FAS (Sales, Digital Product Management, Marketing, User Experience, Investment Advisory Research Center, Information Technology) and across the ... enterprise advice ecosystem. + Own and maintain solution roadmaps and backlogs, including new solution development and enhancements. Provide prioritization recommendations. + Measure and track solution usage and quality. Utilize data to track and communicate… more