- City National Bank (Los Angeles, CA)
- …subject-matter recommendations and guidance to achieve a posture within the bank 's overall risk appetite. An experienced, fully proficient professional with full ... evaluate the design and effectiveness of security controls * Assist with audit and regulatory responses, and IT regulatory compliance efforts, ensuring timely… more
- City National Bank (Los Angeles, CA)
- …IS THE OPPORTUNITY? This position will work directly with the City National Bank 's ("CNB") Business Control Managers ("BCM"s) and Business Control Senior Analyst and ... management objectives. * Participate in special projects as necessary. * Facilitate audit and examination activities. *Must-Have** * Bachelor's Degree * 3+ years… more
- US Bank (San Francisco, CA)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...on how your customers may maximize value from their investment in TravelBank + Acquire technical product knowledge through… more
- Umpqua Bank (Los Angeles, CA)
- …management services to these clients include: deposit, cash management, credit, investment management, and trust services. + Business development of client ... relationships. + Engage with bank partners for wealth management and implementation strategies to...an ongoing basis, including loan origination, portfolio management, and audit readiness. + Engage with and develop internal and… more
- City National Bank (Los Angeles, CA)
- …for Investment Management advisors and clients covering our Entertainment Bank , Personal and Business Banking, and Private Banking Clients* Trading and service ... FINANCIAL SERVICES OPERATIONS ANALYST* WHAT IS THE OPPORTUNITY? The Banking and Investment Services Financial Services Analyst role is designed to develop the… more
- City National Bank (Los Angeles, CA)
- …This role is responsible for oversight of and periodic analysis of the Bank 's Consumer Banking, assisting business areas to implement corrective actions to bring the ... to policies and procedures. * Comply fully with all Bank Compliance policies and procedures as well as all...years of management experience in compliance, risk management or audit . * Minimum 7 years of financial services experience… more
- City National Bank (Los Angeles, CA)
- …and report results. Execute risk assessments for broker dealer, registered investment advisory, trust department and private banking activities. This includes both ... Risk, Business Continuity, IT Risk, Vendor Risk, Corp. Security, Compliance, Internal Audit , etc. Responsible for the ongoing development and expansion of the risk… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …regulatory and Mizuho standards. Close coordination with the business lines, Compliance, Audit and internal and external clients. Duties in performing a high quality ... Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- M&T Bank (Los Angeles, CA)
- …solutions of the firm.Work closely with Client Managers, Private Banking, Investment Advisors and Fiduciary Advisors to assess client's current financial situation, ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Stanford University (Stanford, CA)
- …& Cash Operations Analyst** Stanford Management Company (SMC), the University's investment office,invests the Merged Pool, which includes substantially all of the ... University's investable endowment assets. The investment portfoliois designed with the dual goals ofpreserving the...as a first line resource to brokers and custodian bank ; identify and resolve issues. + Interface with key… more