- Citigroup (Miami, FL)
- …of supervisory issues escalated + Review and approval of designated bank -channel and broker-dealer investments + Manage surveillance alerts within stated policy ... 7, 66 (63/65), 24 and 31. Series 9/10 also preferred + Knowledge of Bank and Broker-Dealer businesses, regulatory requirements and related policy + Knowledge of … more
- Finexio (Orlando, FL)
- …in the B2B Payments and Fintech industry. The company has raised over $65m in investment and is backed by investors JP Morgan, Discover, NBH Bank , Mendon Venture ... Partners, and Valley Bank . These investors believe in the mission and technology so much so they are also customers and partners. The Client Operations Associate is responsible for delivering extraordinary customer experience that serves as a… more
- JPMorgan Chase (Tampa, FL)
- …+ Acts as point of resolution and escalation for service issues, liaises with bank partners to manage issues + Acts as proactive partner, reaching out to clients ... financial exposure and operational risk related to transactions associated with bank products and services **Preferred qualifications, capabilities, and skills:** +… more
- Compass Group, North America (Altamonte Springs, FL)
- …timely reconciliation of Compass Depository Accounts, Corporate Insurance Accounts, and Corporate Investment Accounts + Works with various bank and armored ... journal entries + Acts as liaison between Field (Operations and Accounting), bank and third party banking vendors. **Preferred Qualifications:** + Bachelor's degree… more
- Santander US (Miami, FL)
- …reports to track the status of purchase requests. * Responsible for the Bank 's online purchasing activities. * Implement Audit & SOX recommendations and perform TPRM ... * Support the preparation of presentations for the Purchase Investment Forum (PIF), including guiding requestors on required documentation...Analytics, Power BI, and other tools decided by the Bank to provide visibility of KPIs related to the… more
- Deloitte (Miami, FL)
- …years of experience in a financial services organization (preferably a bank , capital markets organization or broker-dealer), regulatory agency, or consulting firm ... of the structure and roles within the risk function at a bank , capital markets organization or broker-dealer, including execution and oversight processes, risk… more
- Santander US (Miami, FL)
- …financial services sector, particularly the products and services of a commercial or investment bank . + Advanced understanding of the regulatory environment and ... how the risks of the products and services the bank offers are viewed by the Second Line of Defense and regulators. + Ability to build internal and external networks… more
- JPMorgan Chase (Tampa, FL)
- …of Middle Market clients. You will partner closely with the firm-wide bank coverage team, including JPMorgan Payments Treasury Services. You will be accountable ... of business; including, but not limited to the Commercial Bank , JPMorgan Payments Treasury Services, FX and Card Services...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- BMO Financial Group (West Palm Beach, FL)
- …+ Ensures alignment between stakeholders. + Bridges banking, trust and investment disciplines together for client communications when the full relationship exists. ... and ensures an effectively run function. + Protects the Bank 's assets and complies with all regulatory, legal and...of wealth management. + In-depth / expert knowledge of Bank products, services and capabilities. + Seasoned professional with… more
- MyFlorida (Miami, FL)
- …analysis and audits of personal and business financial records, including payroll records, bank and investment accounts, credit card statements, wills and trusts ... conflict of interest, corruption of public officials and various types of bank fraud + Having knowledge of CFIS (Comprehensive Financial Investigative Solution)… more