• Financial Crimes Quality Assurance

    Mizuho Corporate Bank (New York, NY)
    …the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. ... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
    Mizuho Corporate Bank (08/12/25)
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  • Financial Crimes Quality Assurance - AVP

    Mizuho Corporate Bank (New York, NY)
    …the Americas, EMEA and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin America. ... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking , capital markets, equity and fixed income sales &… more
    Mizuho Corporate Bank (06/07/25)
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  • Senior Finance Analyst - TD Securities

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... points of interest + Provide thought leadership and/ or industry knowledge for own area of expertise in own...extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering… more
    TD Bank (08/19/25)
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  • Short Term Assignment - VP, Regulatory…

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... drives a strong culture of supervision and supervisory engagement, considering industry best practice and regulatory change. The Global Markets Supervision (GMS)… more
    TD Bank (08/09/25)
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  • VP, Global Markets Documentation - Prime Brokerage…

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... United States of America **Hours:** 40 **Line of Business:** Personal & Commercial Banking **Pay Detail:** $200,000 - $225,000 USD TD is committed to providing fair… more
    TD Bank (08/09/25)
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  • Director, Trading Market Risk Stress Testing…

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... to Risk Management, Business Leaders and Senior Management. + Participate in industry calls and collaborate with peers across other financial institutions. + Monitor… more
    TD Bank (08/27/25)
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  • Director, TDS Governance and Control

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... as CPA, CA, LLB and/or MBA preferred + 10 years of relevant industry and governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we… more
    TD Bank (08/08/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... a strategic advisor on evolving regulatory expectations, enforcement trends, and industry best practices in market manipulation surveillance across trade and… more
    TD Bank (08/21/25)
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  • Vice President, US Markets Equities Compliance…

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... with consideration to regulatory requirements, regulatory and firm risk and industry best practice. **Responsibilities:** + Advise business areas on firm policies… more
    TD Bank (08/09/25)
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  • Director & Counsel, US Tax Planning

    TD Bank (New York, NY)
    …business and highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and ... awareness of changing legal/regulatory requirements and practices within the industry and consults with policy/process owners within Accounting/ Taxation to… more
    TD Bank (08/08/25)
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