- JPMorgan Chase (New York, NY)
- …Chase brands. Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , ... functional leadership experience in relevant media areas and integrated marketing communications . + MBA or similar advanced degree. + Bilingual in Spanish/Portuguese… more
- Truist (New York, NY)
- …following job description:** Responsible for providing client relationship management and investment banking services including strategic advisory services to ... will let you see your application status and any communications . If you already have a profile with us,...financial institutions, energy, and technology, media and telecom. Senior investment banking professionals are expected, over time,… more
- Raymond James Financial, Inc. (New York, NY)
- …responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by ... managing an investment department or unit. + Take responsibility for developing...the organization's authority on using clear and effective verbal communications skills to express ideas, request actions and formulate… more
- TD Bank (New York, NY)
- …a complex regulatory environment. This position will focus on the electronic communications surveillance portfolio and initiatives. The VP Compliance TDS ... promoting regulatory compliance by developing and maintaining a comprehensive communications surveillance program, including identifying emerging risks, regulatory developments… more
- TD Bank (New York, NY)
- …New York Office TD Securities is seeking a highly skilled and technology proficient Vice President to join its US Wholesale Controllers group within US Finance ... you more specific details for this role. **Job Description:** **Position Title:** VP , US Finance, US wholesale corporate accounting **Business Unit:** TD Securities… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... members of the Global Control Room, DDI, technology and key stakeholders (eg, Communications Global Control Room Leads for all Control Room portfolios and Business… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director of Surveillance… more
- Bank of America (New York, NY)
- …background and experience with financial modeling in either sell-side research or healthcare investment banking . He or she will work alongside the Senior Analyst ... Associate or VP - Equity Research, Large Cap Biotech New...candidate would have 2+ years of experience in Therapeutics investment banking , large cap biotech equity research… more
- TD Bank (New York, NY)
- …the Global Surveillance Team is responsible for conducting surveillance of communications and trading as it relates the market manipulation, collusion and ... other prohibited trading practices. **Job Details:** We are seeking an experienced VP -level Quantitative Analyst to focus on the development and tuning of… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance ... platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules… more